DFX Intelligence

R••••••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

R••••••• T••••••

Advisor at W••••••••• A•••••••

Melville, NY

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Search this name across graphsid dfx:ria:fe4d516c-6894-9939-f9b4-51b1f83a50d2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 19, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 11, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A•••••••	Independent wealth	Apr 9, 2026	n/a	yes	Melville, NY	Current employment
W••••••••• A•••••••	Former SEC adviser	Jan 4, 2024	Jun 2, 2026	no	MELVILLE, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• A•••••••	W••••••••• A•••••••	Jun 2, 2026	Apr 9, 2026	-54	Bulk transfer	RIA to RIA
J••• M••••• S••••••••• L••	W••••••••• A•••••••	Nov 14, 2012	Jan 4, 2024

Relationships

Registered with (4)

→ W••••••••• A•••••••Registered adviserregistration: current employment
Apr 9, 2026 to presentfactForm ADV
→ W••••••••• A•••••••Registered adviserregistration: previous registration
Jan 4, 2024 to Jun 2, 2026factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2012 to Nov 14, 2012factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fe4d516c-6894-9939-f9b4-51b1f83a50d2
First observed: Dec 19, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.