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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

WILDERMUTH ADVISORY, LLC

CRD 169354

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fe5a76ce-e393-d182-b29f-361595d81cc9

Data as of Apr 28, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 2
On other graphs: 0
Observed: Nov 12, 2013 to Apr 28, 2023
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $121MItem 5.F on the latest filing (2023-04-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $121M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
SEC number: 801-78820
CRD: 169354
Filings on the tape: 21
First filed: Nov 12, 2013
Latest filed: Apr 28, 2023
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COETZEE, AMANDA, PETRONELLA	CHIEF COMPLIANCE OFFICER	Na	yes	04/2015	Mar 11, 2016	Apr 28, 2023
THE WILDERMUTH FAMILY GIFT TRUST	Trust	E	yes	07/2014	Mar 23, 2017	Apr 28, 2023
WILDERMUTH, CAROL, JEAN	Trustee	F	yes	07/2014	Nov 12, 2013	Apr 28, 2023
WILDERMUTH, DANIEL, LLOYD	PRESIDENT AND CHIEF EXECUTIVE OFFICER	Na	yes	10/2013	Nov 12, 2013	Apr 28, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
KALOS MANAGEMENT, INC.	n/a	Former SEC adviser	$129M	N	yes	n/a
ASTERIA WEALTH LLC	n/a	Former SEC adviser	$98.4M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 22, 2023	$121M	$121M	5	4	0	n/a	n/a
2021	Mar 23, 2022	$145M	$145M	7	6	0	n/a	n/a
2020	Mar 19, 2021	$161M	$161M	7	4	0	n/a	n/a
2019	Mar 3, 2020	$180M	$180M	8	8	1	n/a	n/a
2018	Mar 22, 2019	$119M	$119M	6	4	0	n/a	n/a
2017	Mar 23, 2018	$82.4M	$82.4M	7	5	0	n/a	n/a
2016	Mar 23, 2017	$42.1M	$42.1M	5	5	n/a	n/a	n/a
2015	Mar 11, 2016	$14.5M	$14.5M	7	4	n/a	n/a	n/a
2014	Feb 23, 2015	$500,000	$500,000	2	1	n/a	n/a	n/a
2013	Feb 6, 2014	$0	$0	2	1	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$121M	$145M	-16.2%	$180M	-12.3%	5	7	0	0

Relationships

Affiliated with (5)

← ASTERIA WEALTH LLCRegistered adviserother investment adviser, common control
factForm ADV
→ KALOS MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
→ ASTERIA WEALTH LLCRegistered adviserother investment adviser, common control
factForm ADV
← KALOS MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
← ADVISORS IMPACT, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (4)

← WILDERMUTH, CAROL, JEANOwnerTRUSTEE, ownership code F, individual
Nov 12, 2013 to presentfactForm ADV
← WILDERMUTH, DANIEL, LLOYDOwnerPRESIDENT AND CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Nov 12, 2013 to presentfactForm ADV
← COETZEE, AMANDA, PETRONELLAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 11, 2016 to presentfactForm ADV
← THE WILDERMUTH FAMILY GIFT TRUSTOwnerTRUST, ownership code E, domestic entity
Mar 23, 2017 to presentfactForm ADV

Registered with (3)

← MARK C DZIUBAAdvisorregistration: previous registration
Dec 1, 2017 to Mar 17, 2022factForm ADV
← George Grayson LucasAdvisorregistration: previous registration
Nov 27, 2017 to Feb 19, 2019factForm ADV
← MICHAEL JOHN LEEAdvisorregistration: previous registration
Feb 15, 2018 to Mar 29, 2018factForm ADV

Dated events

Occurred
Mar 17, 2022
Advisor changed firm
Mark C Dziuba left Wildermuth Advisory, Llc for Pinnacle Capital Advisors (registered 2024-03-06)
Form ADVobserved 4 days ago
Occurred
Nov 12, 2013
First Form ADV filing
Wildermuth Advisory, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fe5a76ce-e393-d182-b29f-361595d81cc9
First observed: Nov 12, 2013
Last observed: Apr 28, 2023 41 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WILDERMUTH ADVISORY, LLC

CRD 169354

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fe5a76ce-e393-d182-b29f-361595d81cc9

Data as of Apr 28, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:29 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COETZEE, AMANDA, PETRONELLA

CHIEF COMPLIANCE OFFICER

yes

04/2015

Mar 11, 2016

Apr 28, 2023

THE WILDERMUTH FAMILY GIFT TRUST

Trust

yes

07/2014

Mar 23, 2017

Apr 28, 2023

WILDERMUTH, CAROL, JEAN

Trustee

yes

07/2014

Nov 12, 2013

Apr 28, 2023

WILDERMUTH, DANIEL, LLOYD

PRESIDENT AND CHIEF EXECUTIVE OFFICER

yes

10/2013

Nov 12, 2013

Apr 28, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

KALOS MANAGEMENT, INC.

n/a

Former SEC adviser

$129M

yes

n/a

ASTERIA WEALTH LLC

n/a

Former SEC adviser

$98.4M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 22, 2023

$121M

n/a

2021

Mar 23, 2022

$145M

n/a

2020

Mar 19, 2021

$161M

n/a

2019

Mar 3, 2020

$180M

n/a

2018

Mar 22, 2019

$119M

n/a

2017

Mar 23, 2018

$82.4M

n/a

2016

Mar 23, 2017

$42.1M

n/a

2015

Mar 11, 2016

$14.5M

n/a

2014

Feb 23, 2015

$500,000

n/a

2013

Feb 6, 2014

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$121M

$145M

-16.2%

$180M

-12.3%