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Advisor at CETERA INVESTMENT ADVISERS LLC
LANGLEY, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 21, 2024 | n/a | yes | LANGLEY, WA | Current employment |
| PACIFIC WEST FINANCIAL CONSULTANTS INC | Former SEC adviser | Jul 9, 2010 | Feb 28, 2012 | no | RENTON, WA | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | Jul 6, 2010 | no | EVERETT, WA | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Jun 19, 2006 | Jan 2, 2009 | no | EVERETT, WA|EVERETT, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PACIFIC WEST FINANCIAL CONSULTANTS INC | CETERA INVESTMENT ADVISERS LLC | Feb 28, 2012 | Mar 21, 2024 | 4,405 | Firm change after gap | Other |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | PACIFIC WEST FINANCIAL CONSULTANTS INC | Jul 6, 2010 | Jul 9, 2010 | 3 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 2, 2009 | Jan 2, 2009 | 0 | Bulk transfer | Other |