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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

ANNE ELIZABETH CRABBE

Advisor at CETERA INVESTMENT ADVISERS LLC

Paso Robles, CA

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Search this name across graphsid dfx:ria:fe6411bb-2740-58b1-d8d2-88030cd40fcd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jul 25, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 29, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Jun 29, 2007
First registration: Jul 25, 2007
Dual registered: yes, broker-dealer
Other names: ANNE CRABBE|Anne E Crabbe
IAPD individual key: 4716609

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 30, 2023	n/a	yes	Paso Robles, CA	Current employment
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Oct 26, 2021	Apr 11, 2022	no	PASO ROBLES, CA\|CLAREMONT, CA	Previous registration
GUARDIAN WEALTH PARTNERS, LLC	Independent wealth	Jun 14, 2021	Aug 31, 2023	no	PASO ROBLES, CA	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Jul 25, 2007	Jun 15, 2021	no	PASO ROBLES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GUARDIAN WEALTH PARTNERS, LLC	PARK AVENUE SECURITIES LLC	Aug 31, 2023	Oct 26, 2021	-674	Firm change after gap	RIA to ibd
PARK AVENUE SECURITIES LLC	CETERA INVESTMENT ADVISERS LLC	Apr 11, 2022	Aug 30, 2023	506	Firm change after gap	Ibd to ibd
CETERA ADVISORS LLC	GUARDIAN WEALTH PARTNERS, LLC	Jun 15, 2021	Jun 14, 2021	-1	Firm change	Ibd to new firm

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Aug 30, 2023 to presentfactForm ADV
→ GUARDIAN WEALTH PARTNERS, LLCRegistered adviserregistration: previous registration
Jun 14, 2021 to Aug 31, 2023factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Oct 26, 2021 to Apr 11, 2022factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Jul 25, 2007 to Jun 15, 2021factForm ADV

Dated events

Occurred
Aug 31, 2023
Advisor changed firm
Anne Elizabeth Crabbe left Guardian Wealth Partners, Llc for Park Avenue Securities Llc (registered 2021-10-26)
Form ADVobserved 5 days ago
Occurred
Apr 11, 2022
Advisor changed firm
Anne Elizabeth Crabbe left Park Avenue Securities Llc for Cetera Investment Advisers Llc (registered 2023-08-30)
Form ADVobserved 5 days ago