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J•••• C•••••••• J•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

J•••• C•••••••• J•••••••

Advisor at C•••• • A••••••••• I•••

LITTLE ROCK, AR | Searcy, AR | Little Rock, AR

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Search this name across graphsid dfx:ria:fe6d0078-cf1a-b922-6491-95cbdb2326a9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 21, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• • A••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• • A••••••••• I•••	Bd affiliated wealth	Mar 30, 2020	n/a	yes	LITTLE ROCK, AR\|Searcy, AR\|Little Rock, AR	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Apr 5, 2018	Mar 26, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C•••• • A••••••••• I•••	Mar 26, 2020	Mar 30, 2020	4	Firm change	Wirehouse to RIA
E••••• J••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Aug 11, 2017

Relationships

Registered with (3)

→ C•••• • A••••••••• I•••Registered adviserregistration: current employment
Mar 30, 2020 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 5, 2018 to Mar 26, 2020factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Feb 21, 2017 to Aug 11, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fe6d0078-cf1a-b922-6491-95cbdb2326a9
First observed: Feb 21, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.