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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

CELESTE FRANCES BASUINO

Advisor at MORGAN STANLEY

Palo Alto, CA

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Search this name across graphsid dfx:ria:fe7aba67-5c04-e662-329e-914fb95c024c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 13, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 15, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jun 15, 1992
First registration: Jan 13, 2000
Dual registered: yes, broker-dealer
Other names: CELESTE FRANCES ALVAREZ|CELESTE BASUINO ALVAREZ|CELESTE FRANCES BASUINO-ALVAREZ
IAPD individual key: 1615048

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Oct 1, 2021	n/a	yes	Palo Alto, CA	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 4, 2013	Oct 4, 2021	no	PALO ALTO, CA\|SAN MATEO, CA	Previous registration
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Oct 10, 2003	Feb 27, 2013	no	SOUTH SAN FRANCISCO, CA\|FREMONT, CA\|SAN JOSE, CA\|MENLO PARK, CA\|REDWOOD CITY, CA\|PALO ALTO, CA\|PALO ALTO, CA\|PALO ALTO, CA\|PALO ALTO, CA\|SAN FRANCISCO, CA\|PALO ALTO, CA\|SAN JOSE, CA\|BURLINGAME, CA	Previous registration
IFMG SECURITIES, INC.	n/a	Oct 7, 2002	Oct 6, 2003	no	HAYWARD, CA	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Jan 13, 2000	Sep 6, 2002	no	WALNUT CREEK, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	Oct 4, 2021	Oct 1, 2021	-3	Firm change	Wirehouse to wirehouse
U.S. BANCORP ADVISORS, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Feb 27, 2013	Feb 4, 2013	-23	Firm change	Other
IFMG SECURITIES, INC.	U.S. BANCORP ADVISORS, LLC	Oct 6, 2003	Oct 10, 2003	4	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	IFMG SECURITIES, INC.	Sep 6, 2002	Oct 7, 2002	31	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:149777:CA:2021-09-20	Oct 4, 2021	Oct 1, 2021	SAN MATEO, CA	Firm change

Relationships

Registered with (5)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Oct 1, 2021 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 4, 2013 to Oct 4, 2021factForm ADV
→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 10, 2003 to Feb 27, 2013factForm ADV
→ IFMG SECURITIES, INC.Registered adviserregistration: previous registration
Oct 7, 2002 to Oct 6, 2003factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Jan 13, 2000 to Sep 6, 2002factForm ADV

Dated events

No dated event names this entity yet.