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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

Dennis John Mojares

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Morristown, NJ | West Palm Beach, FL

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Search this name across graphsid dfx:ria:fe7e3a36-0f31-aa79-cd71-dfb166acde67

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jun 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 3, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Dec 3, 1993
First registration: Jun 5, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2429489

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Aug 11, 2025	n/a	yes	West Palm Beach, FL\|Morristown, NJ	Current employment
M HOLDINGS SECURITIES, INC.	Bd affiliated wealth	May 9, 2016	Aug 11, 2025	no	PORTLAND, OR\|Morristown, NJ	Previous registration
WOODSTOCK FINANCIAL GROUP, INC.	Former SEC adviser	Oct 22, 2013	May 6, 2016	no	Chatham, NJ	Previous registration
HORIZON POINT WEALTH MANAGEMENT, LLC	Former SEC adviser	Apr 24, 2008	Nov 4, 2013	no	CHATHAM, NJ	Previous registration
M HOLDINGS SECURITIES, INC.	Bd affiliated wealth	Dec 8, 2004	Apr 28, 2008	no	Morristown, NJ\|NEW YORK, NY	Previous registration
1717 CAPITAL MANAGEMENT COMPANY	n/a	Nov 27, 2002	Dec 3, 2004	no	EAST HANOVER, NJ	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Jun 5, 2002	Nov 20, 2002	no	SHORT HILLS, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M HOLDINGS SECURITIES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Aug 11, 2025	Aug 11, 2025	0	Firm change	Ibd to ibd
WOODSTOCK FINANCIAL GROUP, INC.	M HOLDINGS SECURITIES, INC.	May 6, 2016	May 9, 2016	3	Firm change	Other
HORIZON POINT WEALTH MANAGEMENT, LLC	WOODSTOCK FINANCIAL GROUP, INC.	Nov 4, 2013	Oct 22, 2013	-13	Firm change	Other
M HOLDINGS SECURITIES, INC.	HORIZON POINT WEALTH MANAGEMENT, LLC	Apr 28, 2008	Apr 24, 2008	-4	Firm change	Other
1717 CAPITAL MANAGEMENT COMPANY	M HOLDINGS SECURITIES, INC.	Dec 3, 2004	Dec 8, 2004	5	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	1717 CAPITAL MANAGEMENT COMPANY	Nov 20, 2002	Nov 27, 2002	7	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
43285:149018:NJ:2025-08-08	Aug 11, 2025	Aug 11, 2025	MORRISTOWN, NJ	Firm change

Relationships

Registered with (6)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Aug 11, 2025 to presentfactForm ADV
→ M HOLDINGS SECURITIES, INC.Registered adviserregistration: previous registration
May 9, 2016 to Aug 11, 2025factForm ADV
→ WOODSTOCK FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Oct 22, 2013 to May 6, 2016factForm ADV
→ HORIZON POINT WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 24, 2008 to Nov 4, 2013factForm ADV
→ 1717 CAPITAL MANAGEMENT COMPANYRegistered adviserregistration: previous registration
Nov 27, 2002 to Dec 3, 2004factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Jun 5, 2002 to Nov 20, 2002factForm ADV

Dated events

Occurred
Aug 11, 2025
Advisor changed firm
Dennis John Mojares left M Holdings Securities, Inc. for Raymond James Financial Services Advisors, Inc (registered 2025-08-11)
Form ADVobserved 4 days ago