DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Dennis John Mojares

Raymond James Financial Services Advisors, IncBD affiliatedMorristown, Nj dual registrantIAPD 2429489

Feed of 09/14/2026

At current firm

1 y

since Aug 11, 2025

In the industry

32 y

since Dec 3, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Raymond James Financial Services Advisors, Inc BD affiliated current
since Aug 11, 2025 · West Palm Beach, Fl
M Holdings Securities, Inc. BD affiliated
May 9, 2016 to Aug 11, 2025 · Portland, Or
Woodstock Financial Group, Inc. former
Oct 22, 2013 to May 6, 2016 · Chatham, Nj
Horizon Point Wealth Management, LLC former
Apr 24, 2008 to Nov 4, 2013 · Chatham, Nj
M Holdings Securities, Inc. BD affiliated
Dec 8, 2004 to Apr 28, 2008 · Morristown, Nj
1717 Capital Management Company unclassified
Nov 27, 2002 to Dec 3, 2004 · East Hanover, Nj
Prudential Equity Group, LLC unclassified
Jun 5, 2002 to Nov 20, 2002 · Short Hills, Nj

Moves

a registration end followed by a registration begin elsewhere

M Holdings Securities, Inc. to Raymond James Financial Services Advisors, Inc
left Aug 11, 2025, registered Aug 11, 2025 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
Woodstock Financial Group, Inc. to M Holdings Securities, Inc.
left May 6, 2016, registered May 9, 2016 (3 days) · Other
Horizon Point Wealth Management, LLC to Woodstock Financial Group, Inc.
left Nov 4, 2013, registered Oct 22, 2013 (-13 days) · Other
M Holdings Securities, Inc. to Horizon Point Wealth Management, LLC
left Apr 28, 2008, registered Apr 24, 2008 (-4 days) · Other
1717 Capital Management Company to M Holdings Securities, Inc.
left Dec 3, 2004, registered Dec 8, 2004 (5 days) · Other
Prudential Equity Group, LLC to 1717 Capital Management Company
left Nov 20, 2002, registered Nov 27, 2002 (7 days) · Other

Signals

Dennis John Mojares left M Holdings Securities, Inc. for Raymond James Financial Services Advisors, Inc (registered 2025-08-11)
Aug 11, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address