DFX Intelligence
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Reading the graph
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Advisor at R•••••• J•••• • A••••••••• I•••
CORAL GABLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Oct 17, 2023 | n/a | yes | CORAL GABLES, FL | Current employment |
| M••••• S•••••• | Wirehouse | Dec 7, 2010 | Oct 18, 2023 | no | Coral Gables, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | R•••••• J•••• • A••••••••• I••• | Oct 18, 2023 | Oct 17, 2023 | -1 | Firm change | Wirehouse to ibd |
| I•••••••• I••••••••• I••• | M••••• S•••••• | Nov 12, 2010 | Dec 7, 2010 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:705:FL:2023-10-17 | Oct 18, 2023 | Oct 17, 2023 | CORAL GABLES, FL | Firm change |
| I•••••••• I••••••••• I••• |
| Former SEC adviser |
| Mar 2, 2007 |
| Nov 12, 2010 |
| no |
| AVIANO (PN)|COLORADO SPRINGS, CO |
| Previous registration |
| W••••• A•••• M••••••• | Independent wealth | Feb 21, 2003 | Mar 5, 2007 | no | SPOKANE, WA|APO, AE | Previous registration |
| 25 |
| Firm change |
| Other |
| W••••• A•••• M••••••• | I•••••••• I••••••••• I••• | Mar 5, 2007 | Mar 2, 2007 | -3 | Firm change | Other |