DFX Intelligence

D•••• M• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

D•••• M• M••••••

Advisor at F••••• A•••••••

DAVIS, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• A•••••••	State registered	Dec 6, 2023	n/a	yes	DAVIS, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Sep 29, 2023	Oct 27, 2023	no	WEST SACRAMENTO, CA\|SAN DIEGO, CA\|West Sacramento, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	F••••• A•••••••	Oct 27, 2023	Dec 6, 2023	40	Firm change	Ibd to state RIA
S••••••••• A•••••• A•••••••• I•••	L•• F•••••••• L••	Sep 29, 2023	Sep 29, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
110518:6413:CA:2023-09-29	Sep 29, 2023	Sep 29, 2023	WEST SACRAMENTO, CA	Firm change

Relationships

Registered with (4)

→ F••••• A•••••••Registered adviserregistration: current employment
Dec 6, 2023 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 29, 2023 to Oct 27, 2023factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 21, 2023 to Sep 29, 2023factForm ADV
→ L••••••••• L••Registered adviser

Dated events

Occurred
Oct 27, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 29, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 9, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.