DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• M• M••••••

F••••• A•••••••state registeredDavis, CaIA-onlyIAPD 5224534

Feed of 09/14/2026

At current firm

2 y

since Dec 6, 2023

In the industry

20 y

since Jun 1, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F••••• A••••••• state registered current
since Dec 6, 2023 · Davis, Ca
L•• F•••••••• L•• BD affiliated
Sep 29, 2023 to Oct 27, 2023 · West Sacramento, Ca
S••••••••• A•••••• A•••••••• I••• former
Feb 21, 2023 to Sep 29, 2023 · West Sacramento, Ca
L••••••••• L•• unclassified
Jan 9, 2007 to Dec 31, 2010 · San Diego, Ca

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to F••••• A•••••••
left Oct 27, 2023, registered Dec 6, 2023 (40 days) · Affiliated broker-dealer or bank to a state-registered adviser
S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••
left Sep 29, 2023, registered Sep 29, 2023 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
L••••••••• L•• to S••••••••• A•••••• A•••••••• I•••
left Dec 31, 2010, registered Feb 21, 2023 (4435 days) · Other

Signals

D•••• M• M•••••• left L•• F•••••••• L•• for F••••• A••••••• (registered 2023-12-06)
Oct 27, 2023 · Advisor changed firm · fact
D•••• M• M•••••• left S••••••••• A•••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2023-09-29)
Sep 29, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address