DFX Intelligence

G••••• F•••••••• P•••••• C•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

G••••• F•••••••• P•••••• C•••••

G••••• F•••••••• P•••••• C•••••, LLC, CRD 290006

SARASOTA, FL

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Search this name across graphsid dfx:ria:fe95d059-bac5-81d8-1571-857348d16c75

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Nov 20, 2017 to Mar 26, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $828M••• Locked
Discretionary RAUM: $688M
Private client RAUM: $799Mderived••• Locked
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $166Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• H••••••	Certified Financial Planner	SARASOTA, FL	8	12	1	no
S•••••• M•••••• F••••	Certified Financial Planner	SARASOTA, FL	8	35	2

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••••• G•••••••• A••••	Trustee	F	yes	01/2023	Nov 20, 2017	Oct 24, 2024
F••••••• G•••••••• A••••	CHIEF COMPLIANCE OFFICER	Na	yes	11/2017	Nov 20, 2017	Oct 24, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
3•• T•• C••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$828M	$667M	24.2%	$419M	25.5%	6	6	0	0

Relationships

Registered with (5)

← C•••••• L•• S•••••••••Advisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← B•••• C••••• T•••Advisorregistration: current employment
Jun 12, 2020 to presentfactForm ADV
← G••••••• A•••• F••••••Advisorregistration: current employment
Apr 12, 2018 to presentfactForm ADV
← S•••••• M•••••• F••••

Dated events

Occurred
Mar 18, 2025
Regulatory AUM changed
G••••• F•••••••• P•••••• C••••• reported RAUM $666.9M, up 29% from $515.7M (2024-10-24 to 2025-03-18)
Form ADVobserved 7 days ago
$151M
Occurred
Nov 20, 2017
First Form ADV filing
G••••• F•••••••• P•••••• C••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fe95d059-bac5-81d8-1571-857348d16c75
First observed: Nov 20, 2017
Last observed: Mar 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.