DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Global Financial Private Client
Legal name Global Financial Private Client, LLC
Latest filing Mar 26, 2026
First filing on the tape Nov 20, 2017 · 28 filings
SEC status approved since Jan 2, 2018
RAUM
$828M
reported, Item 5.F
Discretionary
83%
of RAUM
Private clients
96%
$799M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$166M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$828M as of Mar 26, 2026
Mar 29, 2019$219M then
HNW client RAUM$782M as of Mar 26, 2026
Mar 29, 2019$212M then
State-registered IARs (5.B.3)5 as of Mar 26, 2026
Mar 29, 20194 then
Employees (5.A)6 as of Mar 26, 2026
Mar 29, 20194 then
Private funds: no history
RAUM +24% over the last fiscal year+25% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- $166MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 28derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.2MderivedHNW RAUM over HNW clients
- Average account
- $805,773derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 83%derivedof RAUM
- Institutional
- 3.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $32.1M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$782M94%
- Pension and profit-sharing plans$26.0M3.1%
- Individuals$17.2M2.1%
- Corporations and businesses$3.0M0.4%
- Individual clients
- 45reported
- HNW clients
- 95reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,028reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $32.1M for 5 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Derek HartmanCertified Financial Planner | Sarasota, Fl | Mar 22, 2018 | 12 y | 1 |
| Stephen Michael FedakCertified Financial Planner | Sarasota, Fl | Mar 29, 2018 | 35 y | 2 |
| Geoffrey Allen FrazierCertified Financial Planner, Chartered Financial Consultant | Sarasota, Fl | Apr 12, 2018 | 36 y | 3 |
| Brian Curtis TimmCertified Financial Planner | Sarasota, Fl | Jun 12, 2020 | 16 y | 1 |
| Cynthia Lea Shuford-Stover | Sarasota, Fl | Jan 1, 2025 | 31 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Brian Curtis Timm from Global Financial Private Capital, Inc.Jun 12, 2020 · RIA to RIA
- Geoffrey Allen Frazier from Global Financial Private Capital, Inc.Apr 12, 2018 · Other
- Stephen Michael Fedak from Global Financial Private Capital, Inc.Mar 29, 2018 · Other
- Derek Hartman from Global Financial Private Capital, Inc.Mar 22, 2018 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Allen Geoffrey Frazier · Chief Compliance Officercontrolsince 11/2017 · owns less than 5%
- Allen Geoffrey Frazier · Trusteecontrolsince 01/2023 · owns F of Geoffrey A. Fraiser Trust
- Curtis Brian Timm · Membersince 01/2023 · owns 10% to 25%
Entity owners
- Geoffrey A. Fraiser Trust · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- 360 Tax Consulting LLCinsurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Sarasota, Fl · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 954 to 1,028Oct 20, 2025 to Mar 26, 2026
- HNW clients · 90 to 95Oct 20, 2025 to Mar 26, 2026
- Individual clients · 51 to 45Oct 20, 2025 to Mar 26, 2026
- Assets in custody · $29.1M to $32.1MOct 20, 2025 to Mar 26, 2026
- Discretionary RAUM · $530M to $688MOct 20, 2025 to Mar 26, 2026
- HNW RAUM · $627M to $782MOct 20, 2025 to Mar 26, 2026
- Individual RAUM · $19.9M to $17.2MOct 20, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $137M to $140MOct 20, 2025 to Mar 26, 2026
- Pension RAUM · $18.6M to $26.0MOct 20, 2025 to Mar 26, 2026
- RAUM · $667M to $828MOct 20, 2025 to Mar 26, 2026
- Accounts · 961 to 954Oct 24, 2024 to Mar 18, 2025
- HNW clients · 87 to 90Oct 24, 2024 to Mar 18, 2025
- Individual clients · 53 to 51Oct 24, 2024 to Mar 18, 2025
- Assets in custody · $3.0M to $29.1MOct 24, 2024 to Mar 18, 2025
- Financial planning clients · 1-10 to 11-25Oct 24, 2024 to Mar 18, 2025
- Discretionary RAUM · $420M to $530MOct 24, 2024 to Mar 18, 2025
- HNW RAUM · $482M to $627MOct 24, 2024 to Mar 18, 2025
- Individual RAUM · $17.8M to $19.9MOct 24, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $96.1M to $137MOct 24, 2024 to Mar 18, 2025
- Pension RAUM · $13.7M to $18.6MOct 24, 2024 to Mar 18, 2025
- RAUM · $516M to $667MOct 24, 2024 to Mar 18, 2025
- Accounts · 860 to 961Mar 27, 2023 to Mar 28, 2024
- HNW clients · 72 to 87Mar 27, 2023 to Mar 28, 2024
- Individual clients · 63 to 53Mar 27, 2023 to Mar 28, 2024
- Assets in custody · $2.9M to $3.0MMar 27, 2023 to Mar 28, 2024
- Discretionary RAUM · $339M to $420MMar 27, 2023 to Mar 28, 2024
- HNW RAUM · $385M to $482MMar 27, 2023 to Mar 28, 2024
- Individual RAUM · $21.0M to $17.8MMar 27, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $80.4M to $96.1MMar 27, 2023 to Mar 28, 2024
- Pension RAUM · $10.4M to $13.7MMar 27, 2023 to Mar 28, 2024
- RAUM · $419M to $516MMar 27, 2023 to Mar 28, 2024
- Accounts · 816 to 860Oct 19, 2022 to Mar 25, 2023
- Advisory employees · 4 to 5Oct 19, 2022 to Mar 25, 2023
- BD registered reps · 1 to 0Oct 19, 2022 to Mar 25, 2023
- HNW clients · 69 to 72Oct 19, 2022 to Mar 25, 2023
- Assets in custody · $7.5M to $2.9MOct 19, 2022 to Mar 25, 2023
- Employees · 5 to 6Oct 19, 2022 to Mar 25, 2023
- Discretionary RAUM · $369M to $339MOct 19, 2022 to Mar 25, 2023
- HNW RAUM · $367M to $385MOct 19, 2022 to Mar 25, 2023
- Individual RAUM · $22.2M to $21.0MOct 19, 2022 to Mar 25, 2023
Signals
2 dated events
- Global Financial Private Client reported RAUM $666.9M, up 29% from $515.7M (2024-10-24 to 2025-03-18)Mar 18, 2025 · RAUM change · derived
- Global Financial Private Client filed its initial SEC registration (Form ADV)Nov 20, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/GLOBAL-FINANCIAL-PRIVATE-CLIENT-LLC/ABOreportedpublic record, Form ADV, Sep 17, 2026
- Website
- mygfpc.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 941-441-1624reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $166Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026