DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

DUDLEY E LABAUVE III

Advisor at WELLS FARGO ADVISORS

LAFAYETTE, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fe99228e-c2e0-08f5-3466-f2b21014e50e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 1, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 11, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Sep 11, 2003
First registration: Feb 1, 2005
Dual registered: yes, broker-dealer
Other names: DUDLEY EARL LA BAUVE|DUDLEY EARL LABAUVE|DUDLEY LABAUVE
IAPD individual key: 4686242

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Oct 12, 2023	n/a	yes	LAFAYETTE, LA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 26, 2019	Oct 20, 2023	no	LAFAYETTE, LA\|SLIDELL, LA\|LAFAYETTE, LA	Previous registration
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Aug 14, 2009	Sep 3, 2019	no	LAFAYETTE, LA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 1, 2005	Aug 24, 2009	no	LAFAYETTE, LA\|LAFAYETTE, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	WELLS FARGO ADVISORS	Oct 20, 2023	Oct 12, 2023	-8	Firm change	Ibd to wirehouse
SUMMIT FINANCIAL GROUP INC	LPL FINANCIAL LLC	Sep 3, 2019	Aug 26, 2019	-8	Firm change	Ibd to ibd
UBS FINANCIAL SERVICES INC.	SUMMIT FINANCIAL GROUP INC	Aug 24, 2009	Aug 14, 2009	-10	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Oct 12, 2023 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 26, 2019 to Oct 20, 2023factForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Aug 14, 2009 to Sep 3, 2019factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 1, 2005 to Aug 24, 2009factForm ADV

Dated events

Occurred
Oct 20, 2023
Advisor changed firm
Dudley E Labauve Iii left Lpl Financial Llc for Wells Fargo Advisors (registered 2023-10-12)
Form ADVobserved 6 days ago