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Advisor at JEFFERIES INVESTMENT ADVISERS LLC
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JEFFERIES INVESTMENT ADVISERS LLC | Mixed wealth | May 24, 2023 | n/a | yes | NEW YORK, NY | Current employment |
| LEUCADIA ASSET MANAGEMENT LLC | Asset manager | Nov 21, 2016 | Aug 14, 2023 | no | NEW YORK, NY | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Nov 23, 2016 | no | Garden City, NY|New York, NY|Purchase, NY | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 1, 2009 | no | GARDEN CITY, NY|WESTPORT, CT | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Nov 24, 2006 | Apr 2, 2007 | no | WESTPORT, CT | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 9, 2004 | Nov 28, 2006 | no | FAIRFIELD, CT | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Dec 2, 1996 | Apr 2, 2004 | no | WESTPORT, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LEUCADIA ASSET MANAGEMENT LLC | JEFFERIES INVESTMENT ADVISERS LLC | Aug 14, 2023 | May 24, 2023 | -82 | Bulk transfer | RIA to new firm |
| MORGAN STANLEY | LEUCADIA ASSET MANAGEMENT LLC | Nov 23, 2016 | Nov 21, 2016 | -2 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY DW INC. | Nov 28, 2006 | Nov 24, 2006 | -4 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 2, 2004 | Mar 9, 2004 | -24 | Firm change | Wirehouse to wirehouse |