DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

TODD CHRISTOPHER MILLS

Advisor at TD PRIVATE CLIENT WEALTH LLC

Portsmouth, NH | Manchester, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fe9cd567-2f0c-9839-a2ef-124aedea941e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 30, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TD PRIVATE CLIENT WEALTH LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 15, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 22
Exams: S65|S63|S66
First exam: Apr 15, 1994
First registration: Sep 30, 2002
Dual registered: yes, broker-dealer
Other names: TODD CHRISTOPHER MILLS
IAPD individual key: 2471043

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TD PRIVATE CLIENT WEALTH LLC	Bd affiliated wealth	Apr 23, 2013	n/a	yes	Portsmouth, NH\|Manchester, NH	Current employment
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 20, 2004	Apr 6, 2009	no	PORTLAND, ME\|PORTLAND, ME\|PORTLAND, ME	Previous registration
QUICK & REILLY, INC.	n/a	Aug 30, 2004	Oct 20, 2004	no	BOSTON, MA	Previous registration
KEYBANC CAPITAL MARKETS INC.	n/a	Sep 30, 2002	Dec 15, 2003	no	PORTLAND, ME	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BANC OF AMERICA INVESTMENT SERVICES, INC.	TD PRIVATE CLIENT WEALTH LLC	Apr 6, 2009	Apr 23, 2013	1,478	Firm change after gap	Other
QUICK & REILLY, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 20, 2004	Oct 20, 2004	0	Bulk transfer	Other
KEYBANC CAPITAL MARKETS INC.	QUICK & REILLY, INC.	Dec 15, 2003	Aug 30, 2004	259	Firm change	Other

Relationships

Registered with (4)

→ TD PRIVATE CLIENT WEALTH LLCRegistered adviserregistration: current employment
Apr 23, 2013 to presentfactForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 20, 2004 to Apr 6, 2009factForm ADV
→ QUICK & REILLY, INC.Registered adviserregistration: previous registration
Aug 30, 2004 to Oct 20, 2004factForm ADV
→ KEYBANC CAPITAL MARKETS INC.Registered adviserregistration: previous registration
Sep 30, 2002 to Dec 15, 2003factForm ADV

Dated events

No dated event names this entity yet.