DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Todd Christopher Mills
Feed of 09/14/2026
Also filed as Todd Christopher Mills
At current firm
13 y
since Apr 23, 2013
In the industry
32 y
since Apr 15, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
22
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Td Private Client Wealth LLC BD affiliated currentsince Apr 23, 2013 · Portsmouth, Nh
- Banc Of America Investment Services, Inc. unclassifiedOct 20, 2004 to Apr 6, 2009 · Portland, Me
- Quick & Reilly, Inc. unclassifiedAug 30, 2004 to Oct 20, 2004 · Boston, Ma
- Keybanc Capital Markets Inc. unclassifiedSep 30, 2002 to Dec 15, 2003 · Portland, Me
Moves
a registration end followed by a registration begin elsewhere
- Banc Of America Investment Services, Inc. to Td Private Client Wealth LLCleft Apr 6, 2009, registered Apr 23, 2013 (1478 days) · Other
- Quick & Reilly, Inc. to Banc Of America Investment Services, Inc.left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
- Keybanc Capital Markets Inc. to Quick & Reilly, Inc.left Dec 15, 2003, registered Aug 30, 2004 (259 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address