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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
FORT MYERS, FL | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Oct 25, 2022 | n/a | yes | FORT MYERS, FL|PLYMOUTH, MN | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 24, 2017 | Oct 13, 2022 | no | FORT MYERS, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | May 15, 2017 | no | FORT MYERS, FL|FORT MYERS, FL|FORT MYERS, FL | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Jan 17, 2001 | Jul 1, 2003 | no | FORT MYERS, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Oct 13, 2022 | Oct 25, 2022 | 12 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | May 15, 2017 | May 24, 2017 | 9 | Firm change | Other |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:116407:FL:2022-10-10 | Oct 13, 2022 | Oct 25, 2022 | FORT MYERS, FL | Firm change |