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RIA Intelligence
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Registered advisor
P•••• F•••• C••••••
Feed of 09/15/2026
At current firm
3 y
since Oct 25, 2022
In the industry
40 y
since Nov 22, 1985 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince Oct 25, 2022 · Fort Myers, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMay 24, 2017 to Oct 13, 2022 · Fort Myers, Fl
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to May 15, 2017 · Fort Myers, Fl
- P••••••••• E••••• G••••• L•• unclassifiedJan 17, 2001 to Jul 1, 2003 · Fort Myers, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W••••• E••••••••• A••••••• S•••••••• L••left Oct 13, 2022, registered Oct 25, 2022 (12 days) · Affiliated broker-dealer or bank to another · moved with a team
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 15, 2017, registered May 24, 2017 (9 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
- P•••• F•••• C•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2022-10-25)Oct 13, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address