DFX Intelligence

D•••• A•••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

D•••• A•••• W•••••

Advisor at A••••••• W••••• M••••••••• L••

WESLEY CHAPEL, FL | Wesley Chapel, FL

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Search this name across graphsid dfx:ria:fea2331d-498f-1b11-1865-58421c0cbf6f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Mar 15, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 2, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• W••••• M••••••••• L••	I•••••••••_WEALTH	Sep 2, 2025	n/a	yes	WESLEY CHAPEL, FL\|Wesley Chapel, FL	Current employment
I••••••••• F•••••••• P•••••••	Bd affiliated wealth	Jul 20, 2022	Aug 13, 2025	no	TAMPA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• P•••••••	A••••••• W••••• M••••••••• L••	Aug 13, 2025	Sep 2, 2025	20	Firm change	Ibd to RIA
J••• M••••• S••••••••• L••	I••••••••• F•••••••• P•••••••	Jul 14, 2022	Jul 20, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:79:TX:2019-06-19	Jul 1, 2019	Jul 17, 2019	DALLAS, TX	Firm change

Relationships

Registered with (5)

→ A••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Sep 2, 2025 to presentfactForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Jul 20, 2022 to Aug 13, 2025factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jul 17, 2019 to Jul 14, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Aug 13, 2025
Advisor changed firm
D•••• A•••• W••••• left I••••••••• F•••••••• P••••••• for A••••••• W••••• M••••••••• L•• (registered 2025-09-02)
Form ADVobserved 7 days ago
Occurred
Jul 14, 2022
Advisor changed firm
D•••• A•••• W••••• left J••• M••••• S••••••••• L•• for I••••••••• F•••••••• P••••••• (registered 2022-07-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fea2331d-498f-1b11-1865-58421c0cbf6f
First observed: Mar 15, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.