DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W•••• F•••• A•••••••
CHAPEL HILL, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Sep 1, 2020 | n/a | yes | CHAPEL HILL, NC|CHAPEL HILL, NC | Current employment |
| T• A••••••••• I••• | Former SEC adviser | Dec 7, 2012 | Mar 1, 2013 | no | JERSEY CITY, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T• A••••••••• I••••••••• M••••••••• L•• | T• A••••••••• I••• | Mar 1, 2013 | Dec 7, 2012 | -84 | Channel change | Other |
| T• A••••••••• I••• | W•••• F•••• A••••••• | Mar 1, 2013 | Sep 1, 2020 |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Dec 6, 2012 | Mar 1, 2013 | no | JERSEY CITY, NJ | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Mar 30, 2010 | Nov 20, 2012 | no | RALEIGH, NC|DURHAM, NC|DURHAM, NC|RALEIGH, NC | Previous registration |
| A••••• A•• P••••••• S••••••• | Bd affiliated wealth | Jan 8, 2010 | Mar 12, 2010 | no | CHARLOTTE, NC | Previous registration |
| 2,741 |
| Firm change after gap |
| Other |
| W•••• F•••• A••••••• | T• A••••••••• I••••••••• M••••••••• L•• | Nov 20, 2012 | Dec 6, 2012 | 16 | Firm change | Other |
| A••••• A•• P••••••• S••••••• | W•••• F•••• A••••••• | Mar 12, 2010 | Mar 30, 2010 | 18 | Firm change | Other |