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Advisor at BENJAMIN F. EDWARDS & COMPANY, INCORPORATED
ST. LOUIS, MO | HAMDEN, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | Bd affiliated wealth | Mar 10, 2021 | n/a | yes | HAMDEN, CT|ST. LOUIS, MO | Current employment |
| ASTOR INVESTMENT MANAGEMENT LLC | Former SEC adviser | Aug 10, 2015 | Feb 17, 2021 | no | FAIRFIELD, CT|CHICAGO, IL | Previous registration |
| ALLSPRING FUNDS MANAGEMENT, LLC | Asset manager | Jan 1, 2005 | Jul 29, 2014 | no | MENOMONEE FALLS, WI | Previous registration |
| STRONG CAPITAL MANAGEMENT INC | n/a | Aug 21, 2002 | Jan 1, 2005 | no | MENOMONEE FALLS, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ASTOR INVESTMENT MANAGEMENT LLC | BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | Feb 17, 2021 | Mar 10, 2021 | 21 | Firm change | RIA to ibd |
| ALLSPRING FUNDS MANAGEMENT, LLC | ASTOR INVESTMENT MANAGEMENT LLC | Jul 29, 2014 | Aug 10, 2015 | 377 | Firm change | Other |
| STRONG CAPITAL MANAGEMENT INC | ALLSPRING FUNDS MANAGEMENT, LLC | Jan 1, 2005 | Jan 1, 2005 | 0 | Bulk transfer | Other |