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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM none

WEALTH BUILDER FUNDS LLC

WEALTH BUILDER FUNDS, LLC, CRD 328782

CARY, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:feb030de-ff64-071c-e571-2e4bd52c18ff

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 6
On other graphs: 0
Observed: Oct 16, 2023 to Mar 31, 2026
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 0
Individual clients: 0
High net worth clients: 0
SEC number: 801-129063
CRD: 328782
Filings on the tape: 10
First filed: Oct 16, 2023
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, IL

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ATKINS, BRIAN, WILLIAM	MANAGING PARTNER	Na	yes	07/2023	Oct 16, 2023	May 7, 2024
SWP HOLDINGS LLC	Member	E	yes	07/2023	Oct 16, 2023	May 7, 2024
CHRISTOPHER, KELLY, MELISSA	CHIEF COMPLIANCE OFFICER	Na	no	04/2024	May 7, 2024	May 7, 2024
Clements, Michael, David	CHIEF TECHNOLOGY OFFICER	Na	no	09/2023	Oct 16, 2023	May 7, 2024
Smith, Stephen, Richard	MANAGING PARTNER	Na	no	01/2024	Oct 16, 2023	May 7, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SIGNIFICANT WEALTH PARTNERS LLC	n/a	Independent wealth	$126M	N	yes	n/a
ATKINS AND ASSOCIATES LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 31, 2026	$0	$0	3	2	n/a	n/a
2024	Mar 24, 2025	$154M	$154M	4	3	n/a	n/a
2023	Jan 10, 2024	$0	$0	4	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	n/a	0	0	0	1	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	$154M	-100.0%	n/a	n/a	3	4	0	0

Relationships

Affiliated with (1)

→ SIGNIFICANT WEALTH PARTNERS LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (2)

← BRIAN WILLIAM ATKINSAdvisorregistration: previous registration
Nov 4, 2025 to Apr 10, 2026factForm ADV
← Stephen Richard SmithAdvisorregistration: previous registration
Jan 10, 2024 to Nov 4, 2025factForm ADV

Owns (3)

← CHRISTOPHER, KELLY, MELISSAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 7, 2024 to May 7, 2024factForm ADV
← Smith, Stephen, RichardOwnerMANAGING PARTNER, ownership code NA, individual
Oct 16, 2023 to May 7, 2024factForm ADV
← Clements, Michael, DavidOwnerCHIEF TECHNOLOGY OFFICER, ownership code NA, individual
Oct 16, 2023 to May 7, 2024factForm ADV

Controls (2)

← ATKINS, BRIAN, WILLIAMOwnerMANAGING PARTNER, ownership code NA, individual
Oct 16, 2023 to May 7, 2024factForm ADV
← SWP HOLDINGS LLCOwnerMEMBER, ownership code E, domestic entity
Oct 16, 2023 to May 7, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Apr 10, 2026
Advisor departed, no destination yet
Brian William Atkins no longer registered at Wealth Builder Funds Llc; no later IA registration on IAPD
Form ADVobserved 4 days ago
Occurred
Mar 31, 2026
Regulatory AUM changed
Wealth Builder Funds Llc reported RAUM $0, down 100% from $154.4M (2025-08-01 to 2026-03-31)
Form ADVobserved 4 days ago
$-154M
Occurred
Nov 4, 2025
Advisor changed firm
Brian William Atkins left Wealth Builder Funds Llc for Heritage Strategic Wealth, Llc (registered 2025-09-03)
Form ADVobserved 4 days ago
Occurred
Nov 4, 2025
Advisor changed firm
Stephen Richard Smith left Wealth Builder Funds Llc for Ae Wealth Management, Llc (registered 2025-11-05)
Form ADVobserved 4 days ago
Occurred
Oct 16, 2023
First Form ADV filing
Wealth Builder Funds Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Aug 3, 2026
Wealth Builder Funds Llc no longer on the SEC adviser roster (last listed 2026-07-01)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:feb030de-ff64-071c-e571-2e4bd52c18ff
First observed: Oct 16, 2023
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WEALTH BUILDER FUNDS LLC

WEALTH BUILDER FUNDS, LLC, CRD 328782

CARY, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:feb030de-ff64-071c-e571-2e4bd52c18ff

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:32 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ATKINS, BRIAN, WILLIAM

MANAGING PARTNER

yes

07/2023

Oct 16, 2023

May 7, 2024

SWP HOLDINGS LLC

Member

yes

07/2023

Oct 16, 2023

May 7, 2024

CHRISTOPHER, KELLY, MELISSA

CHIEF COMPLIANCE OFFICER

04/2024

May 7, 2024

Clements, Michael, David

CHIEF TECHNOLOGY OFFICER

09/2023

Oct 16, 2023

May 7, 2024

Smith, Stephen, Richard

MANAGING PARTNER

01/2024

Oct 16, 2023

May 7, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SIGNIFICANT WEALTH PARTNERS LLC

n/a

Independent wealth

$126M

yes

n/a

ATKINS AND ASSOCIATES LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

n/a

2024

Mar 24, 2025

$154M

n/a

2023

Jan 10, 2024

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$154M

-100.0%

n/a