DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Wealth Builder Funds LLC

Former SEC-registered adviserCary, IllinoisCRD 328782SEC 801-129063IAPD
Legal name Wealth Builder Funds, LLC
Latest filing Mar 31, 2026
First filing on the tape Oct 16, 2023 · 10 filings
SEC status approved since Nov 28, 2023
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$0 as of Mar 31, 2026
Jan 10, 2024$0 then
HNW client RAUM$0 as of Mar 31, 2026
Jan 10, 2024$0 then
State-registered IARs (5.B.3)1 as of Mar 31, 2026
Jan 10, 20241 then
Employees (5.A)3 as of Mar 31, 2026
Jan 10, 20244 then
Private funds: no history
RAUM -100% over the last fiscal yearIARs 2 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-100%derivedbetween the last two annual amendments
Advisor growth, one year
-50%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
0reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 days2 left over 36 months
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • William Brian Atkins · Managing Partnercontrol
    since 07/2023 · owns less than 5%
  • Melissa Kelly Christopher · Chief Compliance Officer
    since 04/2024 · owns less than 5%
  • David Michael Clements · Chief Technology Officer
    since 09/2023 · owns less than 5%
  • Richard Stephen Smith · Managing Partner
    since 01/2024 · owns less than 5%
Entity owners
  • Swp Holdings LLC · Member
    direct · owns 75% or more
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Cary, Il · principal003
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 1 to 0
    Aug 1, 2025 to Mar 31, 2026
  • Advisory employees · 3 to 2
    Aug 1, 2025 to Mar 31, 2026
  • Employees · 4 to 3
    Aug 1, 2025 to Mar 31, 2026
  • Insurance-licensed employees · 2 to 1
    Aug 1, 2025 to Mar 31, 2026
  • State-registered IARs · 2 to 1
    Aug 1, 2025 to Mar 31, 2026
  • Discretionary RAUM · $154M to $0
    Aug 1, 2025 to Mar 31, 2026
  • RAUM · $154M to $0
    Aug 1, 2025 to Mar 31, 2026
  • Accounts · 0 to 1
    May 7, 2024 to Mar 24, 2025
  • Advisory activities · 2 to 1
    May 7, 2024 to Mar 24, 2025
  • Employees · 5 to 4
    May 7, 2024 to Mar 24, 2025
  • Insurance-licensed employees · 3 to 2
    May 7, 2024 to Mar 24, 2025
  • Financial planning clients · unset to
    May 7, 2024 to Mar 24, 2025
  • Discretionary RAUM · $0 to $154M
    May 7, 2024 to Mar 24, 2025
  • RAUM · $0 to $154M
    May 7, 2024 to Mar 24, 2025
  • Advisory employees · 2 to 3
    Jan 10, 2024 to Jan 12, 2024
  • Employees · 4 to 5
    Jan 10, 2024 to Jan 12, 2024
  • Insurance-licensed employees · 2 to 3
    Jan 10, 2024 to Jan 12, 2024
  • State-registered IARs · 1 to 2
    Jan 10, 2024 to Jan 12, 2024
  • Advisory employees · 3 to 2
    Dec 21, 2023 to Jan 10, 2024
  • Advisory activities · 1 to 2
    Dec 21, 2023 to Jan 10, 2024
  • Charity clients · unset to 0.0
    Dec 21, 2023 to Jan 10, 2024
  • Corporate clients · unset to 0.0
    Dec 21, 2023 to Jan 10, 2024
  • HNW clients · unset to 0.0
    Dec 21, 2023 to Jan 10, 2024
  • Individual clients · unset to 0.0
    Dec 21, 2023 to Jan 10, 2024
  • Pension plan clients · unset to 0.0
    Dec 21, 2023 to Jan 10, 2024
  • Pooled vehicle clients · unset to 0.0
    Dec 21, 2023 to Jan 10, 2024
  • HNW RAUM · unset to 0.0
    Dec 21, 2023 to Jan 10, 2024
  • Individual RAUM · unset to 0.0
    Dec 21, 2023 to Jan 10, 2024
  • Pension RAUM · unset to 0.0
    Dec 21, 2023 to Jan 10, 2024
  • Pooled vehicle RAUM · unset to 0.0
    Dec 21, 2023 to Jan 10, 2024
  • Advisory employees · 2 to 3
    Oct 16, 2023 to Dec 21, 2023
  • Employees · 3 to 4
    Oct 16, 2023 to Dec 21, 2023
  • State-registered IARs · 0 to 1
    Oct 16, 2023 to Dec 21, 2023
  • Legal name · WEALTH BUILDER FUNDS LLC to WEALTH BUILDER FUNDS, LLC
    Oct 16, 2023 to Dec 21, 2023
Signals
6 dated events
  • Wealth Builder Funds Llc no longer on the SEC adviser roster (last listed 2026-07-01)
    Aug 3, 2026 · Left the SEC roster · derived
  • Brian William Atkins no longer registered at Wealth Builder Funds Llc; no later IA registration on IAPD
    Apr 10, 2026 · Advisor departure · fact
  • Wealth Builder Funds Llc reported RAUM $0, down 100% from $154.4M (2025-08-01 to 2026-03-31)
    Mar 31, 2026 · RAUM change · derived
  • Brian William Atkins left Wealth Builder Funds Llc for Heritage Strategic Wealth, Llc (registered 2025-09-03)
    Nov 4, 2025 · Advisor changed firm · fact
  • Stephen Richard Smith left Wealth Builder Funds Llc for Ae Wealth Management, Llc (registered 2025-11-05)
    Nov 4, 2025 · Advisor changed firm · fact
  • Wealth Builder Funds Llc filed its initial SEC registration (Form ADV)
    Oct 16, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026