This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

mixed wealth managerderivedprivate_client_share=0.5 fund_share=0.5 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$43.4MItem 5.F on the latest filing (2026-02-04); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$43.4M

Private client RAUM

$21.7MderivedItem 5.D individuals plus high net worth individuals

Private client share

50%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

5

Advisory employees

4

Offices

0Schedule D 1.F, beyond the principal office

Accounts

2

Individual clients

1

SEC number

801-117617

CIK

1783778

CRD

304570

Filings on the tape

18

First filed

Oct 11, 2019

Latest filed

Feb 4, 2026

Organised

Limited Liability Company, DE

Website

esotericacap.com

• Occurred

  Oct 11, 2019
  First Form ADV filing

  Esoterica Capital Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:febad789-339e-03ad-42e7-13170201b2c8

First observed

Oct 11, 2019

Last observed

Feb 4, 2026 7 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.