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SEC-registered adviser

E•••••••• C•••••• L••

Wealth manager with institutional or fund businessCRD 304570SEC 801-117617websiteIAPD
Latest filing Feb 4, 2026
First filing on the tape Oct 11, 2019 · 18 filings
SEC status approved since Nov 14, 2019
RAUM
$43.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
50%
$21.7M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$43.4M as of Feb 4, 2026
Dec 23, 2020$17.8M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 4, 2026
Dec 23, 20200 then
Employees (5.A)5 as of Feb 4, 2026
Dec 23, 20205 then
Private funds: no history
RAUM -20% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 4, 2026; every figure names its basis
Archetypes, each a printed rule
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$21.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-20%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$21.8M50%
  • Individuals$21.7M50%
Individual clients
1reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.5 fund_share=0.5 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • L••• Q•••••• · Ceo, Cio, Ccocontrol
        since 08/2019 · owns 25% to 50%
      • R••• Y••• · Director Of Research, Portfolio Manager, Senior Research Analyst
        since 08/2020 · owns 10% to 25%
      • T•••••• K•••• · Shareholder
        since 08/2019 · owns 10% to 25%
      • W•••• D••••• F• · Shareholder
        since 08/2019 · owns 10% to 25%
      • W•••• W•• · Shareholder
        since 08/2019 · owns 10% to 25%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 5 to 2
        Jan 31, 2025 to Feb 4, 2026
      • Individual clients · unset to 1.0
        Jan 31, 2025 to Feb 4, 2026
      • Discretionary RAUM · $54.0M to $43.4M
        Jan 31, 2025 to Feb 4, 2026
      • Individual RAUM · $19.5M to $21.7M
        Jan 31, 2025 to Feb 4, 2026
      • RAUM · $54.0M to $43.4M
        Jan 31, 2025 to Feb 4, 2026
      • Advisory employees · 3 to 4
        Mar 7, 2024 to Jan 31, 2025
      • Employees · 4 to 5
        Mar 7, 2024 to Jan 31, 2025
      • Financial planning clients · unset to
        Mar 7, 2024 to Jan 31, 2025
      • HQ city · unset to
        Mar 7, 2024 to Jan 31, 2025
      • HQ state · unset to
        Mar 7, 2024 to Jan 31, 2025
      • Discretionary RAUM · $38.7M to $54.0M
        Mar 7, 2024 to Jan 31, 2025
      • Individual RAUM · $14.2M to $19.5M
        Mar 7, 2024 to Jan 31, 2025
      • RAUM · $38.7M to $54.0M
        Mar 7, 2024 to Jan 31, 2025
      • Discretionary RAUM · $30.5M to $38.7M
        Feb 3, 2023 to Mar 7, 2024
      • Individual RAUM · $12.2M to $14.2M
        Feb 3, 2023 to Mar 7, 2024
      • RAUM · $30.5M to $38.7M
        Feb 3, 2023 to Mar 7, 2024
      • Advisory employees · 4 to 3
        Nov 3, 2022 to Feb 3, 2023
      • Employees · 5 to 4
        Nov 3, 2022 to Feb 3, 2023
      • Discretionary RAUM · $49.2M to $30.5M
        Nov 3, 2022 to Feb 3, 2023
      • Individual RAUM · $14.7M to $12.2M
        Nov 3, 2022 to Feb 3, 2023
      • RAUM · $49.2M to $30.5M
        Nov 3, 2022 to Feb 3, 2023
      • Employees · 6 to 5
        Apr 19, 2021 to Mar 30, 2022
      • Discretionary RAUM · $54.6M to $49.2M
        Apr 19, 2021 to Mar 30, 2022
      • Individual RAUM · $6.7M to $14.7M
        Apr 19, 2021 to Mar 30, 2022
      • RAUM · $54.6M to $49.2M
        Apr 19, 2021 to Mar 30, 2022
      • Accounts · 4 to 5
        Jan 3, 2021 to Mar 30, 2021
      • Advisory employees · 3 to 4
        Jan 3, 2021 to Mar 30, 2021
      • Employees · 5 to 6
        Jan 3, 2021 to Mar 30, 2021
      • Discretionary RAUM · $17.8M to $54.6M
        Jan 3, 2021 to Mar 30, 2021
      • Individual RAUM · $5.8M to $6.7M
        Jan 3, 2021 to Mar 30, 2021
      • RAUM · $17.8M to $54.6M
        Jan 3, 2021 to Mar 30, 2021
      • Accounts · 1 to 4
        Nov 30, 2020 to Dec 23, 2020
      • Advisory activities · 1 to 2
        Nov 30, 2020 to Dec 23, 2020
      • Discretionary RAUM · $100,000 to $17.8M
        Nov 30, 2020 to Dec 23, 2020
      • Individual RAUM · unset to 5838719.0
        Nov 30, 2020 to Dec 23, 2020
      • RAUM · $100,000 to $17.8M
        Nov 30, 2020 to Dec 23, 2020
      • Accounts · 0 to 1
        Oct 11, 2019 to Mar 20, 2020
      • Discretionary RAUM · $0 to $100,000
        Oct 11, 2019 to Mar 20, 2020
      • RAUM · $0 to $100,000
        Oct 11, 2019 to Mar 20, 2020
      Signals
      1 dated events
      • E•••••••• C•••••• L•• filed its initial SEC registration (Form ADV)
        Oct 11, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      i•••@e•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
      Business phone
      860-543-3942reportedpublished by the firm, firm site, Sep 17, 2026
      Website
      e•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      860-543-3942reportedpublic record, Form ADV, Feb 4, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026