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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

MICHAEL LEE KRUMHOLZ

Advisor at PERIGON WEALTH MANAGEMENT, LLC

READING, PA | SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:fec1521e-6bba-c5cd-6226-ae10a09c07f7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 19, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PERIGON WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 13, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Oct 13, 1989
First registration: Jul 19, 2002
Dual registered: yes, broker-dealer
Other names: MIKE KRUMHOLZ
IAPD individual key: 1977128

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PERIGON WEALTH MANAGEMENT, LLC	Independent wealth	Feb 5, 2024	n/a	yes	READING, PA\|SAN FRANCISCO, CA	Current employment
PRUDEO PARTNERS, LLC	Former SEC adviser	Dec 10, 2019	Jun 17, 2024	no	WEST COLUMBIA, SC\|READING, PA	Previous registration
INDEPENDENT ADVISOR ALLIANCE, LLC	Independent wealth	Mar 29, 2017	Nov 27, 2019	no	Reading, PA	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Feb 26, 2007	Apr 24, 2017	no	READING, PA	Previous registration
ASSET & FINANCIAL PLANNING, LTD	Former SEC adviser	Jul 19, 2002	Mar 27, 2007	no	READING, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUDEO PARTNERS, LLC	PERIGON WEALTH MANAGEMENT, LLC	Jun 17, 2024	Feb 5, 2024	-133	Firm change after gap	RIA to RIA
INDEPENDENT ADVISOR ALLIANCE, LLC	PRUDEO PARTNERS, LLC	Nov 27, 2019	Dec 10, 2019	13	Firm change	RIA to RIA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	INDEPENDENT ADVISOR ALLIANCE, LLC	Apr 24, 2017	Mar 29, 2017	-26	Firm change	Other
ASSET & FINANCIAL PLANNING, LTD	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Mar 27, 2007	Feb 26, 2007	-29	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
168267:113961:PA:2019-11-27	Nov 27, 2019	Dec 10, 2019	READING, PA	Firm change

Relationships

Registered with (5)

→ PERIGON WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Feb 5, 2024 to presentfactForm ADV
→ PRUDEO PARTNERS, LLCRegistered adviserregistration: previous registration
Dec 10, 2019 to Jun 17, 2024factForm ADV
→ INDEPENDENT ADVISOR ALLIANCE, LLCRegistered adviserregistration: previous registration
Mar 29, 2017 to Nov 27, 2019factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Feb 26, 2007 to Apr 24, 2017factForm ADV
→ ASSET & FINANCIAL PLANNING, LTDRegistered adviserregistration: previous registration
Jul 19, 2002 to Mar 27, 2007factForm ADV

Dated events

Occurred
Jun 17, 2024
Advisor changed firm
Michael Lee Krumholz left Prudeo Partners, Llc for Perigon Wealth Management, Llc (registered 2024-02-05)
Form ADVobserved 5 days ago