This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.9 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$461MItem 5.F on the latest filing (2026-03-11); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$416M

Private client RAUM

$415MderivedItem 5.D individuals plus high net worth individuals

Private client share

90%derivedprivate client RAUM over total RAUM

Advisors on IAPD

3

RAUM per advisor

$154Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

7

Advisory employees

3

Offices

0Schedule D 1.F, beyond the principal office

Accounts

1,140

Individual clients

241

High net worth clients

124

SEC number

801-112242

CRD

290885

Filings on the tape

18

First filed

Dec 1, 2017

Latest filed

Mar 11, 2026

Organised

Limited Liability Company, OR

Website

truenorthretirementadvisors.com

• Occurred

  Mar 15, 2024
  Control person joined

  Douglas Troy Micciche (Chief Compliance Officer & Controller) appeared on Schedule A of True North Retirement Advisors, Llc

  Form ADVobserved 4 days ago
• Occurred

  Dec 1, 2017
  First Form ADV filing

  True North Retirement Advisors, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:fec7e513-7cf5-65cb-3dc7-45ccb2b0bb91

First observed

Dec 1, 2017

Last observed

Mar 11, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.