DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••• N•••• R••••••••• A•••••••• L••
Latest filing Mar 11, 2026
First filing on the tape Dec 1, 2017 · 18 filings
SEC status approved since Jan 5, 2018
RAUM
$461M
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
90%
$415M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$154M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$461M as of Mar 11, 2026
Mar 5, 2019$215M then
HNW client RAUM$324M as of Mar 11, 2026
Mar 5, 2019$117M then
State-registered IARs (5.B.3)3 as of Mar 11, 2026
Mar 5, 20193 then
Employees (5.A)7 as of Mar 11, 2026
Mar 5, 20197 then
Private funds: no history
RAUM +7.1% over the last fiscal year+14% a year over threeIARs 4 to 3
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $154MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 122derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $404,287derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 9.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.8%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$324M70%
- Individuals$91.0M20%
- Pension and profit-sharing plans$45.0M9.8%
- Charitable organizations$695,4420.2%
- Individual clients
- 241reported
- HNW clients
- 124reported
- Pension plan clients
- 17reported
- Charitable clients
- n/areported
- Accounts
- 1,140reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• M•••• M••••••• | Clackamas, Or | Jan 16, 2018 | 18 y | 1 |
| D•••• G••••• W••••• | Clackamas, Or | Jan 16, 2018 | 43 y | 1 |
| T••• D•••••• M••••••• | Clackamas, Or | Mar 7, 2022 | 21 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T••• D•••••• M••••••• from C••• B•••••••• S•••••••• I•••Mar 7, 2022 · Affiliated broker-dealer or bank to independent RIA
- D•••• G••••• W••••• from S•••••• N••••••• • C••••••• I•••••••••Jan 16, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
- A••••• M•••• M••••••• from S•••••• N••••••• • C••••••• I•••••••••Jan 16, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from S•••••• N••••••• • C••••••• I•••••••••Jan 11, 2018 · Portland, Or
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••••• A•••••• M•••• · Member, Ceo, And Retirement Plan Specialistcontrolsince 05/2017 · owns 75% or more
- M•••••••• T•••• D•••••• · Chief Compliance Officer & Controllercontrolsince 02/2024 · owns less than 5%
- W•••••• D••••• G••••• · Member, President, And Foundercontrolsince 05/2017 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Clackamas, Or · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- very high RAUM per advisorStatic outlier · filing Mar 11, 2026RAUM per registered advisor of $153,629,019 against a peer median of $55,731,856 (3254 comparable advisers, 99.0th percentile, 3.4 robust deviations)peers: independent wealth managers, $100M to $500M (3,254) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 1,175 to 1,140Mar 31, 2025 to Mar 11, 2026
- Advisory employees · 4 to 3Mar 31, 2025 to Mar 11, 2026
- Charity clients · 0.0 to unsetMar 31, 2025 to Mar 11, 2026
- Corporate clients · 0.0 to unsetMar 31, 2025 to Mar 11, 2026
- HNW clients · 114 to 124Mar 31, 2025 to Mar 11, 2026
- Individual clients · 231 to 241Mar 31, 2025 to Mar 11, 2026
- Pooled vehicle clients · 0.0 to unsetMar 31, 2025 to Mar 11, 2026
- Employees · 8 to 7Mar 31, 2025 to Mar 11, 2026
- State-registered IARs · 4 to 3Mar 31, 2025 to Mar 11, 2026
- Discretionary RAUM · $393M to $416MMar 31, 2025 to Mar 11, 2026
- HNW RAUM · $298M to $324MMar 31, 2025 to Mar 11, 2026
- Individual RAUM · $95.0M to $91.0MMar 31, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $36.7M to $45.0MMar 31, 2025 to Mar 11, 2026
- Pension RAUM · $36.7M to $45.0MMar 31, 2025 to Mar 11, 2026
- Pooled vehicle RAUM · 0.0 to unsetMar 31, 2025 to Mar 11, 2026
- RAUM · $430M to $461MMar 31, 2025 to Mar 11, 2026
- Accounts · 1,169 to 1,175Oct 17, 2024 to Mar 31, 2025
- Advisory activities · 4 to 3Oct 17, 2024 to Mar 31, 2025
- HNW clients · 96 to 114Oct 17, 2024 to Mar 31, 2025
- Individual clients · 241 to 231Oct 17, 2024 to Mar 31, 2025
- Financial planning clients · 1-10 to 1-10Oct 17, 2024 to Mar 31, 2025
- Discretionary RAUM · $328M to $393MOct 17, 2024 to Mar 31, 2025
- HNW RAUM · $232M to $298MOct 17, 2024 to Mar 31, 2025
- Individual RAUM · $95.9M to $95.0MOct 17, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $28.6M to $36.7MOct 17, 2024 to Mar 31, 2025
- Pension RAUM · $28.6M to $36.7MOct 17, 2024 to Mar 31, 2025
- RAUM · $357M to $430MOct 17, 2024 to Mar 31, 2025
- Accounts · 334 to 1,169Mar 15, 2023 to Mar 15, 2024
- HNW clients · 95 to 96Mar 15, 2023 to Mar 15, 2024
- Individual clients · 225 to 241Mar 15, 2023 to Mar 15, 2024
- Pension plan clients · 14 to 17Mar 15, 2023 to Mar 15, 2024
- Discretionary RAUM · $289M to $328MMar 15, 2023 to Mar 15, 2024
- HNW RAUM · $206M to $232MMar 15, 2023 to Mar 15, 2024
- Individual RAUM · $83.3M to $95.9MMar 15, 2023 to Mar 15, 2024
- Non-discretionary RAUM · $25.4M to $28.6MMar 15, 2023 to Mar 15, 2024
- Pension RAUM · $25.4M to $28.6MMar 15, 2023 to Mar 15, 2024
- RAUM · $314M to $357MMar 15, 2023 to Mar 15, 2024
- Accounts · 317 to 334Mar 23, 2022 to Mar 15, 2023
- Advisory employees · 3 to 4Mar 23, 2022 to Mar 15, 2023
- HNW clients · 77 to 95Mar 23, 2022 to Mar 15, 2023
Signals
2 dated events
- Douglas Troy Micciche (Chief Compliance Officer & Controller) appeared on Schedule A of T••• N•••• R••••••••• A•••••••• L••Mar 15, 2024 · Control person joined · fact
- T••• N•••• R••••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Dec 1, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 503-387-6869reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/truenorthrareportedpublic record, Form ADV, Sep 18, 2026
- Website
- T•••N••••RETIREMENTADVISORS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (503) 387-6869reportedpublic record, Form ADV, Mar 11, 2026
- Contact form
- t•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $154Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026