DFX Intelligence

Data Factory

RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)44 years in industry

KENNETH BRUCE COHEN

Advisor at HUNTLEIGH ADVISORS, INC.

ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fed54a96-a6ac-7dde-5245-99e198feaa2f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 16, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HUNTLEIGH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 13, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 6
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: Apr 13, 1982
First registration: Mar 16, 1996
Dual registered: yes, broker-dealer
Other names: KENNETH B COHEN
IAPD individual key: 843882

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HUNTLEIGH ADVISORS, INC.	Bd affiliated wealth	Dec 13, 2016	n/a	yes	ST. LOUIS, MO	Current employment
DATATEX INVESTMENT SERVICES INC	Former SEC adviser	Dec 13, 2016	Mar 28, 2023	no	CLAYTON, MO	Previous registration
UMB FINANCIAL SERVICES, INC.	Independent wealth	Jul 31, 2008	Nov 3, 2016	no	ST. LOUIS, MO\|Chesterfield, MO	Previous registration
R.T. JONES CAPITAL EQUITIES, INC.	n/a	Jul 12, 2004	Jul 28, 2008	no	ST. LOUIS, MO\|ST. LOUIS, MO\|ST. LOUIS, MO\|ST LOUIS, MO	Previous registration
CUTTER & COMPANY, INC.	Former SEC adviser	Mar 16, 1996	Jul 9, 2003	no	CHESTERFIELD, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DATATEX INVESTMENT SERVICES INC	HUNTLEIGH ADVISORS, INC.	Mar 28, 2023	Dec 13, 2016	-2,296	Firm change after gap	Other
UMB FINANCIAL SERVICES, INC.	DATATEX INVESTMENT SERVICES INC	Nov 3, 2016	Dec 13, 2016	40	Firm change	Other
R.T. JONES CAPITAL EQUITIES, INC.	UMB FINANCIAL SERVICES, INC.	Jul 28, 2008	Jul 31, 2008	3	Firm change	Other
CUTTER & COMPANY, INC.	R.T. JONES CAPITAL EQUITIES, INC.	Jul 9, 2003	Jul 12, 2004	369	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105440:113412:MO:2023-03-28	Mar 28, 2023	Dec 13, 2016	CLAYTON, MO	Firm change after gap

Relationships

Registered with (5)

→ HUNTLEIGH ADVISORS, INC.Registered adviserregistration: current employment
Dec 13, 2016 to presentfactForm ADV
→ DATATEX INVESTMENT SERVICES INCRegistered adviserregistration: previous registration
Dec 13, 2016 to Mar 28, 2023factForm ADV
→ UMB FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 31, 2008 to Nov 3, 2016factForm ADV
→ R.T. JONES CAPITAL EQUITIES, INC.Registered adviserregistration: previous registration
Jul 12, 2004 to Jul 28, 2008factForm ADV
→ CUTTER & COMPANY, INC.Registered adviserregistration: previous registration
Mar 16, 1996 to Jul 9, 2003factForm ADV

Dated events

Occurred
Mar 28, 2023
Advisor changed firm
Kenneth Bruce Cohen left Datatex Investment Services Inc for Huntleigh Advisors, Inc. (registered 2016-12-13)
Form ADVobserved 4 days ago