DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kenneth Bruce Cohen
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Kenneth B Cohen
At current firm
9 y
since Dec 13, 2016
In the industry
44 y
since Apr 13, 1982 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
6
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Huntleigh Advisors, Inc. BD affiliated currentsince Dec 13, 2016 · St. Louis, Mo
- Datatex Investment Services Inc formerDec 13, 2016 to Mar 28, 2023 · Clayton, Mo
- Umb Financial Services, Inc. independent RIAJul 31, 2008 to Nov 3, 2016 · St. Louis, Mo
- R.T. Jones Capital Equities, Inc. unclassifiedJul 12, 2004 to Jul 28, 2008 · St. Louis, Mo
- Cutter & Company, Inc. formerMar 16, 1996 to Jul 9, 2003 · Chesterfield, Mo
Moves
a registration end followed by a registration begin elsewhere
- Datatex Investment Services Inc to Huntleigh Advisors, Inc.left Mar 28, 2023, registered Dec 13, 2016 (-2296 days) · Other · moved with a team
- Umb Financial Services, Inc. to Datatex Investment Services Incleft Nov 3, 2016, registered Dec 13, 2016 (40 days) · Other
- R.T. Jones Capital Equities, Inc. to Umb Financial Services, Inc.left Jul 28, 2008, registered Jul 31, 2008 (3 days) · Other
- Cutter & Company, Inc. to R.T. Jones Capital Equities, Inc.left Jul 9, 2003, registered Jul 12, 2004 (369 days) · Other
Signals
- Kenneth Bruce Cohen left Datatex Investment Services Inc for Huntleigh Advisors, Inc. (registered 2016-12-13)Mar 28, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address