DFX Intelligence

Data Factory

RIA / WealthAdvisor31 years in industry

RANDALL WADE HAMMOND

Advisor at STONE WALL FINANCIAL

Memphis, TN | SAN ANTONIO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fedcdabd-7189-86a0-7ac8-977b3b9359a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Oct 8, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STONE WALL FINANCIAL
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 24, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Feb 24, 1995
First registration: Oct 8, 1999
Dual registered: no
Other names: RANDY HAMMOND|RANDALL WADE HAMMOND|RANDALL W HAMMOND
IAPD individual key: 2529177

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STONE WALL FINANCIAL	Former SEC adviser	Jul 31, 2026	n/a	yes	Memphis, TN\|SAN ANTONIO, TX	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 29, 2016	Mar 17, 2017	no	CHARLOTTE, NC	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	May 13, 2010	May 23, 2016	no	DENVER, CO\|NEW YORK, NY\|COLORADO SPRINGS, CO\|Phoenix, AZ\|Denver, CO	Previous registration
LEUCADIA ASSET MANAGEMENT LLC	Asset manager	Feb 24, 2010	Mar 26, 2010	no	LOS ANGELES, CA\|NEW YORK, NY	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Feb 25, 2010	no	LOS ANGELES, CA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Feb 19, 2008	Jun 1, 2009	no	LOS ANGELES, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 17, 2004	Feb 27, 2008	no	JACKSONVILLE, FL\|ATLANTA, GA	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Oct 8, 1999	Aug 27, 2004	no	MEMPHIS, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	STONE WALL FINANCIAL	Mar 17, 2017	Jul 31, 2026	3,423	Firm change after gap	Wirehouse to RIA
J.P. MORGAN SECURITIES LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 23, 2016	Jun 29, 2016	37	Firm change	Wirehouse to wirehouse
LEUCADIA ASSET MANAGEMENT LLC	J.P. MORGAN SECURITIES LLC	Mar 26, 2010	May 13, 2010	48	Firm change	Other
MORGAN STANLEY	LEUCADIA ASSET MANAGEMENT LLC	Feb 25, 2010	Feb 24, 2010	-1	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
WELLS FARGO ADVISORS	MORGAN STANLEY & CO. LLC	Feb 27, 2008	Feb 19, 2008	-8	Firm change	Other
MORGAN KEEGAN & COMPANY, LLC	WELLS FARGO ADVISORS	Aug 27, 2004	Sep 17, 2004	21	Firm change	Other

Relationships

Registered with (8)

→ STONE WALL FINANCIALRegistered adviserregistration: current employment
Jul 31, 2026 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 29, 2016 to Mar 17, 2017factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
May 13, 2010 to May 23, 2016factForm ADV
→ LEUCADIA ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Feb 24, 2010 to Mar 26, 2010factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Feb 25, 2010factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Feb 19, 2008 to Jun 1, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 17, 2004 to Feb 27, 2008factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Oct 8, 1999 to Aug 27, 2004factForm ADV

Dated events

No dated event names this entity yet.