This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 1, 2001earliest registration or exam on IAPD

Years in industry

25derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S65|S63

First exam

May 7, 2019

First registration

Jun 3, 2019

Dual registered

yes, broker-dealer

Other names

Diana Lynne Bridgwater|Diana Lynne Bagley

IAPD individual key

7125886

• Occurred

  Jun 5, 2023
  Advisor changed firm

  Diana Bagley left Thrivent Investment Management Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-06-20)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:fee941de-09e4-d12f-2f57-3d541f6ca0ff

First observed

Jun 3, 2019

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.