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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
PONTE VEDRA BEACH, FL | Ponte Vedra Beach, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 20, 2023 | n/a | yes | PONTE VEDRA BEACH, FL|Ponte Vedra Beach, FL | Current employment |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Oct 7, 2011 | Feb 27, 2023 | no | WELLESLEY HILLS, MA|Boston, MA|Boston, MA|JACKSONVILLE, FL|Boston, MA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | Oct 12, 2011 | no | WELLESLEY HILLS, MA|WEST ROXBURY, MA|NEWTON, MA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | May 26, 2006 | Oct 23, 2009 | no | NEWTON, MA|WEST ROXBURY, MA | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | May 24, 2004 | Mar 13, 2006 | no | PORTSMOUTH, NH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | RAYMOND JAMES & ASSOCIATES, INC. | Feb 27, 2023 | Feb 20, 2023 | -7 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Oct 12, 2011 | Oct 7, 2011 | -5 | Firm change | Wirehouse to ibd |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |
| A. G. EDWARDS & SONS, INC. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Mar 13, 2006 | May 26, 2006 | 74 | Firm change | Other |