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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

Samuel Thomas Henderson

Advisor at ADVICE AND PLANNING SERVICES

Centennial, CO | Glendale, CO

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Search this name across graphsid dfx:ria:fef8f6ee-ea1e-049f-3afe-1125efa4c027

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 12, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE AND PLANNING SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 7, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: May 7, 2010
First registration: Sep 12, 2011
Dual registered: yes, broker-dealer
Other names: Samuel Thomas Henderson|Samuel T Henderson
IAPD individual key: 5782289

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Apr 17, 2019	n/a	yes	Glendale, CO\|Centennial, CO	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jun 6, 2018	Apr 10, 2019	no	Denver, CO	Previous registration
EDELMAN FINANCIAL ENGINES	Independent wealth	Nov 13, 2017	May 10, 2018	no	NORTHBROOK, IL	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	May 18, 2015	Jun 12, 2017	no	DENVER, CO	Previous registration
J.P. MORGAN INSTITUTIONAL INVESTMENTS	Former SEC adviser	Sep 12, 2011	Dec 31, 2011	no	OVERLAND PARK, KS\|ENGLEWOOD, CO\|KANSAS CITY, MO\|OVERLAND PARK, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	ADVICE AND PLANNING SERVICES	Apr 10, 2019	Apr 17, 2019	7	Firm change	Ibd to ibd
EDELMAN FINANCIAL ENGINES	MML INVESTORS SERVICES, LLC	May 10, 2018	Jun 6, 2018	27	Firm change	RIA to ibd
STRATEGIC ADVISERS LLC	EDELMAN FINANCIAL ENGINES	Jun 12, 2017	Nov 13, 2017	154	Firm change	Other
J.P. MORGAN INSTITUTIONAL INVESTMENTS	STRATEGIC ADVISERS LLC	Dec 31, 2011	May 18, 2015	1,234	Firm change after gap	Other

Relationships

Registered with (5)

→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: current employment
Apr 17, 2019 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Jun 6, 2018 to Apr 10, 2019factForm ADV
→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: previous registration
Nov 13, 2017 to May 10, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
May 18, 2015 to Jun 12, 2017factForm ADV
→ J.P. MORGAN INSTITUTIONAL INVESTMENTSRegistered adviserregistration: previous registration
Sep 12, 2011 to Dec 31, 2011factForm ADV

Dated events

No dated event names this entity yet.