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RIA / WealthAdvisorCertified Financial Planner32 years in industry

KIMBERLEE ANN SPENCER

Advisor at EQUITA FINANCIAL NETWORK, INC.

Alcoa, TN | FORT WASHINGTON, PA

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Search this name across graphsid dfx:ria:fefd8bf9-6715-985a-bec3-5d594a9fe3d9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 11, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EQUITA FINANCIAL NETWORK, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 22, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Sep 22, 1993
First registration: Apr 11, 2003
Dual registered: no
Other names: KIM SPENCER|Kimberlee Ann Holt|Kimberlee Ann DeFur
IAPD individual key: 2394928

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EQUITA FINANCIAL NETWORK, INC.	Independent wealth	Sep 2, 2020	n/a	yes	FORT WASHINGTON, PA\|Alcoa, TN	Current employment
THE NALLS SHERBAKOFF GROUP, LLC	Independent wealth	Jan 13, 2016	Sep 28, 2020	no	KNOXVILLE, TN	Previous registration
PATRIOT INVESTMENT MANAGEMENT GROUP INC	Independent wealth	Nov 9, 2006	Jan 5, 2016	no	KNOXVILLE, TN	Previous registration
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	n/a	Jul 10, 2003	Oct 10, 2006	no	BIRMINGHAM, AL	Previous registration
AMSOUTH INVESTMENT SERVICES, INC.	n/a	Apr 11, 2003	Jul 10, 2003	no	KNOXVILLE, TN\|JEFFERSON CITY, TN\|KNOXVILLE, TN\|ALCOA, TN\|KNOXVILLE, TN\|ALCOA, TN\|KNOXVILLE, TN\|POWELL, TN\|KNOXVILLE, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE NALLS SHERBAKOFF GROUP, LLC	EQUITA FINANCIAL NETWORK, INC.	Sep 28, 2020	Sep 2, 2020	-26	Firm change	RIA to RIA
PATRIOT INVESTMENT MANAGEMENT GROUP INC	THE NALLS SHERBAKOFF GROUP, LLC	Jan 5, 2016	Jan 13, 2016	8	Firm change	Other
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	PATRIOT INVESTMENT MANAGEMENT GROUP INC	Oct 10, 2006	Nov 9, 2006	30	Firm change	Other
AMSOUTH INVESTMENT SERVICES, INC.	AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	Jul 10, 2003	Jul 10, 2003	0	Bulk transfer	Other

Relationships

Registered with (5)

→ EQUITA FINANCIAL NETWORK, INC.Registered adviserregistration: current employment
Sep 2, 2020 to presentfactForm ADV
→ THE NALLS SHERBAKOFF GROUP, LLCRegistered adviserregistration: previous registration
Jan 13, 2016 to Sep 28, 2020factForm ADV
→ PATRIOT INVESTMENT MANAGEMENT GROUP INCRegistered adviserregistration: previous registration
Nov 9, 2006 to Jan 5, 2016factForm ADV
→ AMSOUTH INVESTMENT MANAGEMENT COMPANY LLCRegistered adviserregistration: previous registration
Jul 10, 2003 to Oct 10, 2006factForm ADV
→ AMSOUTH INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Apr 11, 2003 to Jul 10, 2003factForm ADV

Dated events

No dated event names this entity yet.