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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

PATRIOT INVESTMENT MANAGEMENT GROUP INC

CRD 112155

KNOXVILLE, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3efd3d06-bfa9-4574-7f95-ea1d935387f4

Data as of Mar 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 33
Dated events: 5
On other graphs: 0
Observed: Feb 22, 2012 to Mar 5, 2026
51 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.84 fund_share=0.0 institutional_share=0.15 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.9BItem 5.F on the latest filing (2026-03-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.9B
Private client RAUM: $1.6BderivedItem 5.D individuals plus high net worth individuals
Private client share: 84%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 14
RAUM per advisor: $136Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 25
Advisory employees: 16
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 4,197
Individual clients: 1,190
High net worth clients: 328
SEC number: 801-55500
CIK: 1773830
CRD: 112155
Filings on the tape: 51
First filed: Feb 22, 2012
Latest filed: Mar 5, 2026
Organised: Corporation, TN

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BRADLEY JOSEPH BOWER	Certified Financial Planner	KNOXVILLE, TN	21	37	1	no
LAURA LEA BOLTON	n/a	KNOXVILLE, TN	21	25	1	no
JEFF JAY MONSON	Certified Financial Planner	KNOXVILLE, TN	15	19	1	no
ADAM KRISHNA BROCK	Certified Financial Planner	KNOXVILLE, TN	15	17	n/a	no
JOHN TAYLOR WORTHAM	n/a	KNOXVILLE, TN	15	18	n/a	no
STEPHEN ALEXANDER BEALE	Certified Financial Planner	KNOXVILLE, TN	9	12	n/a	no
BRANDON MICHAEL ALLEY	n/a	KNOXVILLE, TN	8	13	1	no
Andrew Brett Ellis	Certified Financial Planner\|Personal Financial Specialist\|Chartered Financial Analyst	KNOXVILLE, TN	8	20	1	no
Brandon Craig Smith	Certified Financial Planner	KNOXVILLE, TN	6	10	n/a	no
JOHN MADISON SMARTT	n/a	KNOXVILLE, TN \| Knoxville, TN	6	33	1	no
David E Palamar	n/a	KNOXVILLE, TN \| New York, NY	5	33	n/a	no
Amy Lynn Walker	Certified Financial Planner	KNOXVILLE, TN	3	12	n/a	no
GRANT Bower MURPHY	Certified Financial Planner	KNOXVILLE, TN	3	14	1	no
MICHAEL WESLEY BROWN	n/a	Crossville, TN \| KNOXVILLE, TN	1	42	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOWER, BRADLEY, JOSEPH	Owner	B	yes	04/2023	Mar 5, 2026	Mar 5, 2026
WORTHAM, JOHN, TAYLOR	OWNER / PRESIDENT / CCO	D	yes	04/2023	Mar 5, 2026	Mar 5, 2026
ALLEY, BRANDON, MICHAEL	Owner	B	no	04/2023	Mar 5, 2026	Mar 5, 2026
BEALE, STEPHEN, ALEXANDER	OWNER / SECRETARY	B	no	04/2023	Mar 5, 2026	Mar 5, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ANDREW BRETT ELLIS	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Crossville	Tn	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 18

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 5, 2026	$1.9B	$1.9B	25	16	3	n/a	n/a
2024	Apr 4, 2025	$1.7B	$1.7B	24	16	3	n/a	n/a
2023	Mar 8, 2024	$1.5B	$1.5B	24	18	5	n/a	n/a
2022	Mar 21, 2023	$1.4B	$1.4B	26	17	4	n/a	n/a
2021	Feb 7, 2022	$1.6B	$1.6B	28	18	4	n/a	n/a
2020	Mar 3, 2021	$1.3B	$1.3B	26	18	2	n/a	n/a
2019	Feb 19, 2020	$1.1B	$1.1B	23	15	0	n/a	n/a
2018	Feb 6, 2019	$863M	$862M	22	16	0	n/a	n/a
2017	Feb 26, 2018	$839M	$839M	21	14	0	n/a	n/a
2016	Feb 14, 2017	$761M	$761M	20	13	n/a	n/a	n/a
2015	Feb 16, 2016	$645M	$645M	21	14	n/a	n/a	n/a
2014	Mar 4, 2015	$638M	$638M	23	17	n/a	n/a	n/a
2013	Mar 10, 2014	$574M	$574M	23	18	n/a	n/a	n/a
2012	Feb 19, 2013	$463M	$463M	23	23	n/a	n/a	n/a
2011	Feb 22, 2012	$460M	$460M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	7.1%	0	0	0	1	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.9B	$1.7B	13.0%	$1.4B	10.5%	25	24	3	3

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LEADING EDGE FINANCIAL PLANNING LLC	2	Jan 5, 2016	Jan 3, 2025	KNOXVILLE, TN	Team lift out	Other	18.2%

Relationships

Registered with (25)

← MICHAEL WESLEY BROWNAdvisorregistration: current employment
Apr 9, 2025 to presentfactForm ADV
← GRANT Bower MURPHYAdvisorregistration: current employment
Jun 13, 2023 to presentfactForm ADV
← Amy Lynn WalkerAdvisorregistration: current employment
Feb 22, 2023 to presentfactForm ADV
← David E PalamarAdvisorregistration: current employment
Apr 10, 2021 to presentfactForm ADV
← JOHN MADISON SMARTTAdvisorregistration: current employment
Mar 23, 2020 to presentfactForm ADV
← Brandon Craig SmithAdvisorregistration: current employment
Mar 17, 2020 to presentfactForm ADV
← Andrew Brett EllisAdvisorregistration: current employment
Oct 18, 2017 to presentfactForm ADV
← BRANDON MICHAEL ALLEYAdvisorregistration: current employment
Oct 4, 2017 to presentfactForm ADV
← STEPHEN ALEXANDER BEALEAdvisorregistration: current employment
Aug 9, 2017 to presentfactForm ADV
← JOHN TAYLOR WORTHAMAdvisorregistration: current employment
Jun 30, 2011 to presentfactForm ADV
← ADAM KRISHNA BROCKAdvisorregistration: current employment
Jun 22, 2011 to presentfactForm ADV
← JEFF JAY MONSONAdvisorregistration: current employment
May 10, 2011 to presentfactForm ADV
← BRADLEY JOSEPH BOWERAdvisorregistration: previous registration
Apr 6, 2004 to Dec 31, 2004factForm ADV
← LAURA LEA BOLTONAdvisorregistration: previous registration
Apr 1, 2004 to Dec 31, 2004factForm ADV
← Aaron Matthew BuckAdvisorregistration: previous registration
Dec 16, 2022 to Mar 5, 2026factForm ADV
← JOSEPH MICHAEL WARWICKAdvisorregistration: previous registration
Jan 1, 2024 to Sep 17, 2024factForm ADV
← JOHN ROBERT TATEAdvisorregistration: previous registration
Aug 6, 2012 to Aug 28, 2023factForm ADV
← Christopher Sean BrownAdvisorregistration: previous registration
Sep 28, 2015 to Nov 21, 2022factForm ADV
← KATHLEEN SIDLEY PARKSAdvisorregistration: previous registration
Jan 5, 2011 to Jun 30, 2017factForm ADV
← KIMBERLEE ANN SPENCERAdvisorregistration: previous registration
Nov 9, 2006 to Jan 5, 2016factForm ADV
← CHARLES PATRICK MATTINGLYAdvisorregistration: previous registration
Sep 27, 2012 to Jan 5, 2016factForm ADV
← KEVIN NICHOLAS GORMLEYAdvisorregistration: previous registration
May 10, 2011 to Jan 5, 2016factForm ADV
← TRACY DIANE GANGONEAdvisorregistration: previous registration
May 20, 2014 to Sep 5, 2014factForm ADV
← THOMAS LEE SHERBAKOFFAdvisorregistration: previous registration
Jul 31, 2012 to Jun 20, 2014factForm ADV
← DONALD EUGENE NALLSAdvisorregistration: previous registration
Feb 17, 2005 to Dec 4, 2012factForm ADV

Moved with (1)

→ LEADING EDGE FINANCIAL PLANNING LLCRegistered adviser2 advisors, team lift out, same day
Jan 5, 2016 to Jan 3, 2025factForm ADV

Controls (2)

← BOWER, BRADLEY, JOSEPHOwnerOWNER, ownership code B, individual
Feb 22, 2012 to Nov 18, 2024factForm ADV
← WORTHAM, JOHN, TAYLOROwnerOWNER / PRESIDENT / CCO, ownership code D, individual
May 22, 2023 to Nov 18, 2024factForm ADV

Owns (2)

← BEALE, STEPHEN, ALEXANDEROwnerOWNER / SECRETARY, ownership code B, individual
May 22, 2023 to Nov 18, 2024factForm ADV
← ALLEY, BRANDON, MICHAELOwnerOWNER, ownership code B, individual
May 22, 2023 to Nov 18, 2024factForm ADV

Dated events

Occurred
Mar 5, 2026
Advisor changed firm
Aaron Matthew Buck left Patriot Investment Management Group Inc for Independent Financial Group, Llc (registered 2026-06-02)
Form ADVobserved 4 days ago
Occurred
Sep 17, 2024
Advisor changed firm
Joseph Michael Warwick left Patriot Investment Management Group Inc for Catholic Values Endowment Advisory Group Llc (registered 2026-05-11)
Form ADVobserved 4 days ago
Occurred
Aug 28, 2023
Advisor changed firm
John Robert Tate left Patriot Investment Management Group Inc for Oneascent Financial Services Llc (registered 2023-08-25)
Form ADVobserved 4 days ago
Occurred
May 22, 2023
Control person joined
Taylor John Wortham (Owner / President / Cco) appeared on Schedule A of Patriot Investment Management Group Inc
Form ADVobserved 4 days ago
Occurred
Nov 21, 2022
Advisor changed firm
Christopher Sean Brown left Patriot Investment Management Group Inc for Mariner Independent (registered 2022-12-02)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3efd3d06-bfa9-4574-7f95-ea1d935387f4
First observed: Feb 22, 2012
Last observed: Mar 5, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PATRIOT INVESTMENT MANAGEMENT GROUP INC

CRD 112155

KNOXVILLE, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3efd3d06-bfa9-4574-7f95-ea1d935387f4

Data as of Mar 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BRADLEY JOSEPH BOWER

Certified Financial Planner

KNOXVILLE, TN

LAURA LEA BOLTON

n/a

KNOXVILLE, TN

JEFF JAY MONSON

Certified Financial Planner

KNOXVILLE, TN

ADAM KRISHNA BROCK

Certified Financial Planner

KNOXVILLE, TN

n/a

JOHN TAYLOR WORTHAM

n/a

KNOXVILLE, TN

n/a

STEPHEN ALEXANDER BEALE

Certified Financial Planner

KNOXVILLE, TN

n/a

BRANDON MICHAEL ALLEY

n/a

KNOXVILLE, TN

Andrew Brett Ellis

Certified Financial Planner|Personal Financial Specialist|Chartered Financial Analyst

KNOXVILLE, TN

Brandon Craig Smith

Certified Financial Planner

KNOXVILLE, TN

n/a

JOHN MADISON SMARTT

n/a

KNOXVILLE, TN | Knoxville, TN

David E Palamar

n/a

KNOXVILLE, TN | New York, NY

n/a

Amy Lynn Walker

Certified Financial Planner

KNOXVILLE, TN

n/a

GRANT Bower MURPHY

Certified Financial Planner

KNOXVILLE, TN

MICHAEL WESLEY BROWN

n/a

Crossville, TN | KNOXVILLE, TN

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOWER, BRADLEY, JOSEPH

Owner

yes

04/2023

Mar 5, 2026

WORTHAM, JOHN, TAYLOR

OWNER / PRESIDENT / CCO

yes

04/2023

Mar 5, 2026

ALLEY, BRANDON, MICHAEL

Owner

04/2023

Mar 5, 2026

BEALE, STEPHEN, ALEXANDER

OWNER / SECRETARY

04/2023

Mar 5, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ANDREW BRETT ELLIS

n/a

City

State

Country

Employees

Also broker-dealer

Crossville

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 5, 2026

$1.9B

n/a

2024

Apr 4, 2025

$1.7B

n/a

2023

Mar 8, 2024

$1.5B

n/a

2022

Mar 21, 2023

$1.4B

n/a

2021

Feb 7, 2022

$1.6B

n/a

2020

Mar 3, 2021

$1.3B

n/a

2019

Feb 19, 2020

$1.1B

n/a

2018

Feb 6, 2019

$863M

$862M

n/a

2017

Feb 26, 2018

$839M

n/a

2016

Feb 14, 2017

$761M

n/a

2015

Feb 16, 2016

$645M

n/a

2014

Mar 4, 2015

$638M

n/a

2013

Mar 10, 2014

$574M

n/a

2012

Feb 19, 2013

$463M

n/a

2011

Feb 22, 2012

$460M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

7.1%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.9B

$1.7B

13.0%

$1.4B

10.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LEADING EDGE FINANCIAL PLANNING LLC

Jan 5, 2016

Jan 3, 2025

KNOXVILLE, TN

Team lift out

Other

18.2%