DFX Intelligence

P••••• W•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

P••••• W•••••• M•••••

Advisor at M•• I••••••••• A••••••• I•••

Baldwinsville, NY | BOSTON, MA

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Search this name across graphsid dfx:ria:fefe6192-ef0d-3421-4213-af9235d08414

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 6, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I••••••••• A••••••• I•••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Feb 18, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I••••••••• A••••••• I•••	Other adviser	Oct 12, 2005	n/a	yes	BOSTON, MA\|Baldwinsville, NY	Current employment
B••• A•••••••• L••	Former SEC adviser	Apr 13, 2005	Sep 21, 2005	no	BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• A•••••••• L••	M•• I••••••••• A••••••• I•••	Sep 21, 2005	Oct 12, 2005	21	Firm change	Other
C••••••• M••••••••• A•••••••• I•••	B••• A•••••••• L••	Apr 12, 2005	Apr 13, 2005

Relationships

Registered with (3)

→ M•• I••••••••• A••••••• I•••Registered adviserregistration: current employment
Oct 12, 2005 to presentfactForm ADV
→ B••• A•••••••• L••Registered adviserregistration: previous registration
Apr 13, 2005 to Sep 21, 2005factForm ADV
→ C••••••• M••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 6, 2004 to Apr 12, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fefe6192-ef0d-3421-4213-af9235d08414
First observed: Apr 6, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.