DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CAPITOL SECURITIES MANAGEMENT, INC.
Naples, FL | MELVILLE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITOL SECURITIES MANAGEMENT, INC. | Independent wealth | Jun 19, 2017 | n/a | yes | MELVILLE, NY|Naples, FL | Current employment |
| GUNNALLEN FINANCIAL, INC | n/a | May 2, 2006 | Aug 6, 2007 | no | TAMPA, FL|WAYNE, NJ|WAYNE, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GUNNALLEN FINANCIAL, INC | CAPITOL SECURITIES MANAGEMENT, INC. | Aug 6, 2007 | Jun 19, 2017 | 3,605 | Firm change after gap | Other |