DFX Intelligence

D•••• T••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner17 years in industry

D•••• T••• M••••••

Advisor at X••• S•••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 7, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: X••• S•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••	No RAUM reported	Apr 14, 2025	n/a	yes	Georgetown, KY\|SAN DIEGO, CA	Current employment
X••• S•••••••	Independent wealth	Aug 21, 2024	n/a	yes	Georgetown, KY\|BOZEMAN, MT	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• P•••• F•••••••• P••••••• L••	X••• S•••••••	May 31, 2024	Aug 21, 2024	82	Firm change	Other
P••••••• A••••••• S•••••••• I•••	T••••• P•••• F•••••••• P••••••• L••	Dec 31, 2020	Aug 18, 2020

Relationships

Registered with (4)

→ N••••••••Registered adviserregistration: current employment
Apr 14, 2025 to presentfactForm ADV
→ X••• S•••••••Registered adviserregistration: current employment
Aug 21, 2024 to presentfactForm ADV
→ T••••• P•••• F•••••••• P••••••• L••Registered adviserregistration: previous registration
Aug 18, 2020 to May 31, 2024factForm ADV
→ P••••••• A••••••• S•••••••• I•••Registered adviser

Dated events

Order

Occurred
31 May 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 7, 2017
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.