DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at KRILOGY
ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Krilogy | Independent wealth | Jun 10, 2013 | n/a | yes | ST. LOUIS, MO | Current employment |
| SMITH MOORE & CO. | Bd affiliated wealth | Jan 30, 2009 | Jun 10, 2013 | no | CLAYTON, MO | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 12, 2005 | Feb 2, 2009 | no | CLAYTON, MO|CLAYTON, MO | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jun 1, 1999 | Aug 29, 2003 | no | ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SMITH MOORE & CO. | Krilogy | Jun 10, 2013 | Jun 10, 2013 | 0 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SMITH MOORE & CO. | Feb 2, 2009 | Jan 30, 2009 | -3 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 29, 2003 | Aug 12, 2005 | 714 | Firm change after gap | Other |