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RIA / WealthAdvisorCertified Financial Planner17 years in industry

HARDEEP SINGH

Advisor at PK WEALTH ADVISORS

Sacramento, CA

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Search this name across graphsid dfx:ria:ff1255fd-7c87-319c-9d11-c6ad74b62ddc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 13, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PK WEALTH ADVISORS
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 10, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Apr 10, 2009
First registration: Apr 13, 2009
Dual registered: no
Other names: SUNNY SINGH
IAPD individual key: 5638559

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PK WEALTH ADVISORS	State registered	Jun 30, 2025	n/a	yes	Sacramento, CA\|Sacramento, CA	Current employment
DELTA INVESTMENT MANAGEMENT, LLC	Independent wealth	Sep 28, 2020	Jun 12, 2025	no	San Francisco, CA	Previous registration
WEDBUSH SECURITIES INC.	Bd affiliated wealth	Mar 18, 2019	Sep 10, 2020	no	SACRAMENTO, CA\|SAN FRANCISCO, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 18, 2011	Mar 20, 2019	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jun 25, 2010	Oct 14, 2011	no	LODI, CA\|MANTECA, CA\|LATHROP, CA\|STOCKTON, CA\|STOCKTON, CA\|STOCKTON, CA\|STOCKTON, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Apr 13, 2009	Jun 30, 2010	no	TRACY, CA\|MANTECA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DELTA INVESTMENT MANAGEMENT, LLC	PK WEALTH ADVISORS	Jun 12, 2025	Jun 30, 2025	18	Firm change	RIA to state RIA
WEDBUSH SECURITIES INC.	DELTA INVESTMENT MANAGEMENT, LLC	Sep 10, 2020	Sep 28, 2020	18	Firm change	Ibd to RIA
WELLS FARGO ADVISORS	WEDBUSH SECURITIES INC.	Mar 20, 2019	Mar 18, 2019	-2	Firm change	Wirehouse to ibd
CHASE INVESTMENT SERVICES CORP.	WELLS FARGO ADVISORS	Oct 14, 2011	Oct 18, 2011	4	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	CHASE INVESTMENT SERVICES CORP.	Jun 30, 2010	Jun 25, 2010	-5	Firm change	Other

Relationships

Registered with (6)

→ PK WEALTH ADVISORSRegistered adviserregistration: current employment
Jun 30, 2025 to presentfactForm ADV
→ DELTA INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 28, 2020 to Jun 12, 2025factForm ADV
→ WEDBUSH SECURITIES INC.Registered adviserregistration: previous registration
Mar 18, 2019 to Sep 10, 2020factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 18, 2011 to Mar 20, 2019factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jun 25, 2010 to Oct 14, 2011factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Apr 13, 2009 to Jun 30, 2010factForm ADV

Dated events

Occurred
Jun 12, 2025
Advisor changed firm
Hardeep Singh left Delta Investment Management, Llc for Pk Wealth Advisors (registered 2025-06-30)
Form ADVobserved 5 days ago