DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Hardeep Singh
Certified Financial Planner
Feed of 09/14/2026
Also filed as Sunny Singh
At current firm
1 y
since Jun 30, 2025
In the industry
17 y
since Apr 10, 2009 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Pk Wealth Advisors state registered currentsince Jun 30, 2025 · Sacramento, Ca
- Delta Investment Management, LLC independent RIASep 28, 2020 to Jun 12, 2025 · San Francisco, Ca
- Wedbush Securities Inc. BD affiliatedMar 18, 2019 to Sep 10, 2020 · Sacramento, Ca
- Wells Fargo Advisors wirehouseOct 18, 2011 to Mar 20, 2019 · San Francisco, Ca
- Chase Investment Services Corp. formerJun 25, 2010 to Oct 14, 2011 · Lodi, Ca
- Wells Fargo Investments, LLC unclassifiedApr 13, 2009 to Jun 30, 2010 · Tracy, Ca
Moves
a registration end followed by a registration begin elsewhere
- Delta Investment Management, LLC to Pk Wealth Advisorsleft Jun 12, 2025, registered Jun 30, 2025 (18 days) · RIA to a state-registered adviser
- Wedbush Securities Inc. to Delta Investment Management, LLCleft Sep 10, 2020, registered Sep 28, 2020 (18 days) · Affiliated broker-dealer or bank to independent RIA
- Wells Fargo Advisors to Wedbush Securities Inc.left Mar 20, 2019, registered Mar 18, 2019 (-2 days) · Wirehouse to affiliated broker-dealer or bank
- Chase Investment Services Corp. to Wells Fargo Advisorsleft Oct 14, 2011, registered Oct 18, 2011 (4 days) · Other
- Wells Fargo Investments, LLC to Chase Investment Services Corp.left Jun 30, 2010, registered Jun 25, 2010 (-5 days) · Other
Signals
- Hardeep Singh left Delta Investment Management, Llc for Pk Wealth Advisors (registered 2025-06-30)Jun 12, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address