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S•••• D•••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

S•••• D•••• W••••

Advisor at C•••••••• L••

Potomac, MD | NORTH PALM BEACH, FL

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Search this name across graphsid dfx:ria:ff144153-55c1-8829-b521-7af6d7a03bb0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• L••	Independent wealth	Nov 15, 2024	n/a	yes	Potomac, MD\|NORTH PALM BEACH, FL	Current employment
F••••••••• L••	Former SEC adviser	Jun 12, 2006	Nov 12, 2014	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••••• L••	C•••••••• L••	Nov 12, 2014	Nov 15, 2024	3,656	Firm change after gap	Other
L••••• W••••• M••••••••• C••••••• L••	F••••••••• L••	Jun 12, 2006

Relationships

Registered with (3)

→ C•••••••• L••Registered adviserregistration: current employment
Nov 15, 2024 to presentfactForm ADV
→ F••••••••• L••Registered adviserregistration: previous registration
Jun 12, 2006 to Nov 12, 2014factForm ADV
→ L••••• W••••• M••••••••• C••••••• L••Registered adviserregistration: previous registration
Jan 1, 2000 to Jun 12, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff144153-55c1-8829-b521-7af6d7a03bb0
First observed: Jan 1, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.