DFX Intelligence

J•••• M•••••• Y•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst11 years in industry

J•••• M•••••• Y•••••••

Advisor at S•••••• F•••••••• G••••• L•••••

AKRON, OH | Northfield, MN

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Search this name across graphsid dfx:ria:ff1d3234-e8d3-3181-f161-6ba21e3ca83b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 12, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• F•••••••• G••••• L•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 12, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• F•••••••• G••••• L•••••	Independent wealth	Mar 31, 2025	n/a	yes	Northfield, MN\|AKRON, OH	Current employment
C•••••• C•••••• M••••••••• L••	Former SEC adviser	Jun 9, 2016	May 15, 2025	no	NORTHFIELD, MN\|Rochester, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• C•••••• M••••••••• L••	S•••••• F•••••••• G••••• L•••••	May 15, 2025	Mar 31, 2025	-45	Bulk transfer	RIA to RIA
A••••••••• F•••••••• S•••••••• L••	C•••••• C•••••• M••••••••• L••	Jun 24, 2016	Jun 9, 2016

Relationships

Registered with (3)

→ S•••••• F•••••••• G••••• L•••••Registered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ C•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 9, 2016 to May 15, 2025factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 12, 2015 to Jun 24, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff1d3234-e8d3-3181-f161-6ba21e3ca83b
First observed: Feb 12, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.