DFX Intelligence

R••••• J••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor41 years in industry

R••••• J••••• R••••

Advisor at K•••••••• W••••• A•••••••• L••

SAN DIEGO, CA | Severna Park, MD

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 29, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••••• W••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••••• W••••• A•••••••• L••	Bd affiliated wealth	Jul 28, 2021	n/a	yes	Severna Park, MD\|SAN DIEGO, CA	Current employment
M••••• A•••••••• L••	Bd affiliated wealth	Jul 15, 2020	Sep 4, 2020	no	Babylon, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• A•••••••• L••	K•••••••• W••••• A•••••••• L••	Sep 4, 2020	Jul 28, 2021	327	Firm change	Ibd to RIA
H••• S••••••••• •••• I•••	M••••• A•••••••• L••	Jun 5, 2020	Jul 15, 2020

Relationships

Registered with (5)

→ K•••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jul 28, 2021 to presentfactForm ADV
→ M••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 15, 2020 to Sep 4, 2020factForm ADV
→ H••• S••••••••• •••• I•••Registered adviserregistration: previous registration
Apr 7, 2015 to Jun 5, 2020factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 29, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.