DFX Intelligence

M•••• K•••••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

M•••• K•••••••• S••••••

Advisor at C••• P•••••••

Albuquerque, NM | OFALLON, MO

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Search this name across graphsid dfx:ria:ff23d7dd-d216-f9c0-ed92-12a99acdef6f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Oct 16, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• P•••••••	Independent wealth	Aug 25, 2025	n/a	yes	Albuquerque, NM\|OFALLON, MO	Current employment
B••••• A•••••••	No RAUM reported	Mar 6, 2026	May 18, 2026	no	Albuquerque, NM\|MILL VALLEY, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• A•••••••	n/a	May 18, 2026	n/a	n/a	Departure no registered destination	Departure
B••• M••••• A•••••••• L••	C••• P•••••••	Sep 5, 2024	Aug 25, 2025	354

Relationships

Registered with (6)

→ C••• P•••••••Registered adviserregistration: current employment
Aug 25, 2025 to presentfactForm ADV
→ B••••• A•••••••Registered adviserregistration: previous registration
Mar 6, 2026 to May 18, 2026factForm ADV
→ B••• M••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 20, 2023 to Sep 5, 2024factForm ADV
→ P••••••••• A•••••••Registered adviser

Dated events

Occurred
May 18, 2026
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 5, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff23d7dd-d216-f9c0-ed92-12a99acdef6f
First observed: Oct 16, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.