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RIA / WealthAdvisorCertified Financial Planner12 years in industry

KIMBERLY CHRISTINE VELASCO

Advisor at THE DALA GROUP, LLC

HOFFMAN ESTATES, IL

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Search this name across graphsid dfx:ria:ff28dbf2-16b3-ed14-2406-21e776b60f33

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 22, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE DALA GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65
First exam: Sep 20, 2014
First registration: Sep 22, 2014
Dual registered: no
Other names: KIMBERLY C. NGUYEN|KIMBERLY CHRISTINE NGUYEN
IAPD individual key: 6400320

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE DALA GROUP, LLC	Independent wealth	Jan 29, 2024	n/a	yes	HOFFMAN ESTATES, IL	Current employment
Corient	Independent wealth	Dec 14, 2022	Feb 1, 2024	no	MIAMI, FL\|ITASCA, IL	Previous registration
BALASA DINVERNO FOLTZ LLC	Former SEC adviser	Oct 2, 2018	Mar 31, 2023	no	ITASCA, IL	Previous registration
WIPFLI FINANCIAL ADVISORS, LLC	Former SEC adviser	Sep 22, 2014	Jul 2, 2018	no	ROCKFORD, IL\|MILWAUKEE, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Corient	THE DALA GROUP, LLC	Feb 1, 2024	Jan 29, 2024	-3	Firm change	RIA to RIA
BALASA DINVERNO FOLTZ LLC	Corient	Mar 31, 2023	Dec 14, 2022	-107	Bulk transfer	RIA to RIA
WIPFLI FINANCIAL ADVISORS, LLC	BALASA DINVERNO FOLTZ LLC	Jul 2, 2018	Oct 2, 2018	92	Firm change	RIA to RIA

Relationships

Registered with (4)

→ THE DALA GROUP, LLCRegistered adviserregistration: current employment
Jan 29, 2024 to presentfactForm ADV
→ CORIENTRegistered adviserregistration: previous registration
Dec 14, 2022 to Feb 1, 2024factForm ADV
→ BALASA DINVERNO FOLTZ LLCRegistered adviserregistration: previous registration
Oct 2, 2018 to Mar 31, 2023factForm ADV
→ WIPFLI FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 22, 2014 to Jul 2, 2018factForm ADV

Dated events

Occurred
Feb 1, 2024
Advisor changed firm
Kimberly Christine Velasco left Corient for The Dala Group, Llc (registered 2024-01-29)
Form ADVobserved 5 days ago