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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

LINDA KAY FRENCH

Advisor at LPL FINANCIAL LLC

RESTON, VA

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Search this name across graphsid dfx:ria:ff298084-44a6-787e-e3c2-5b50e93dba47

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 10, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 27, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Apr 27, 1999
First registration: Jan 10, 2000
Dual registered: yes, broker-dealer
Other names: LINDA SMITH|LINDA KAY HEISLER|LINDA KAY SCHERZ
IAPD individual key: 2484220

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 18, 2022	n/a	yes	RESTON, VA	Current employment
NAVY FEDERAL INVESTMENT SERVICES, LLC	Bd affiliated wealth	Jan 4, 2017	Mar 1, 2022	no	VIENNA, VA	Previous registration
NAVY FEDERAL ASSET MANAGEMENT, LLC	Former SEC adviser	Oct 18, 2010	Jan 4, 2017	no	VIENNA, VA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 10, 2000	Aug 19, 2009	no	VIENNA, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NAVY FEDERAL INVESTMENT SERVICES, LLC	LPL FINANCIAL LLC	Mar 1, 2022	Mar 18, 2022	17	Firm change	Ibd to RIA
NAVY FEDERAL ASSET MANAGEMENT, LLC	NAVY FEDERAL INVESTMENT SERVICES, LLC	Jan 4, 2017	Jan 4, 2017	0	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	NAVY FEDERAL ASSET MANAGEMENT, LLC	Aug 19, 2009	Oct 18, 2010	425	Firm change after gap	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Mar 18, 2022 to presentfactForm ADV
→ NAVY FEDERAL INVESTMENT SERVICES, LLCRegistered adviserregistration: previous registration
Jan 4, 2017 to Mar 1, 2022factForm ADV
→ NAVY FEDERAL ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 18, 2010 to Jan 4, 2017factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 10, 2000 to Aug 19, 2009factForm ADV

Dated events

Occurred
Mar 1, 2022
Advisor changed firm
Linda Kay French left Navy Federal Investment Services, Llc for Lpl Financial Llc (registered 2022-03-18)
Form ADVobserved 4 days ago