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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

CCM INVESTMENT ADVISERS, LLC

CRD 105743

COLUMBIA, SC

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Search this name across graphsid dfx:ria:ff397991-3151-ece6-2127-a78cae0ceaea

Data as of Mar 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 12
On other graphs: 0
Observed: Dec 7, 2011 to Mar 12, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.65 fund_share=0.0 institutional_share=0.32 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.5BItem 5.F on the latest filing (2026-03-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.5B
Private client RAUM: $1.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 65%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $194Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,235
Individual clients: 736
High net worth clients: 137
SEC number: 801-29159
CRD: 105743
Filings on the tape: 28
First filed: Dec 7, 2011
Latest filed: Mar 12, 2026
Organised: Limited Liability Company, SC
Website: ccminc.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
REBECCA FOLLINE RHODES	n/a	COLUMBIA, SC	17	25	n/a	no
CHRISTOPHER WILSON ANTLEY	n/a	COLUMBIA, SC	17	36	n/a	no
ROBERT FRAZER KEY	Chartered Financial Analyst	COLUMBIA, SC	17	32	n/a	no
MICHAEL ANTHONY BURKETT	Chartered Financial Analyst	COLUMBIA, SC	17	28	n/a	no
ANTHONY FRANKLIN CARIMI	n/a	COLUMBIA, SC	4	16	2	no
CHRISTIAN JOHN LEVEQUE	n/a	COLUMBIA, SC	3	17	2	no
RICHARD JOSEPH LINDEN	n/a	COLUMBIA, SC	2	17	2	no
Mackenzie C. Macklen	n/a	COLUMBIA, SC	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ANTLEY, CHRISTOPHER,	SENIOR VICE PRESIDENT OFFICER, DIRECTOR	Na	yes	03/2019	Mar 12, 2026	Mar 12, 2026
Antonovich, Amanda, Cary	TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, TREASURER, DIRECTOR, TRUSTEE OF THE FOWLER CARY FAMILY TRUST	Na	yes	02/2019	Mar 12, 2026	Mar 12, 2026
BIG DOG FAMILY	OWNER,MEMBER	D	yes	12/2012	Mar 12, 2026	Mar 12, 2026
CARIMI, ANTHONY, FRANKLIN	VICE PRESIDENT	Na	yes	04/2022	Mar 12, 2026	Mar 12, 2026
Cary, Carlynn, Elizabeth	TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, SECRETARY, DIRECTOR, TRUSTEE OF THE FOWLER CARY FAMILY TRUST	Na	yes	02/2019	Mar 12, 2026	Mar 12, 2026
FOWLER CARY FAMILY TRUST	OWNER, MEMBER	C	yes	08/2020	Mar 12, 2026	Mar 12, 2026
KEY, ROBERT, FRAZER	SENIOR CLIENT ADVISOR, DIRECTOR	Na	yes	03/2019	Mar 12, 2026	Mar 12, 2026
Kirkland, Stephen, Dele	TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, CHAIRMAN	Na	yes	02/2019	Mar 12, 2026	Mar 12, 2026
LEVEQUE, CHRISTIAN, JOHN	SENIOR VICE PRESIDENT, CHIEF FIXED INCOME STRATEGIST	Na	yes	03/2023	Mar 12, 2026	Mar 12, 2026
BIG DOG FAMILY PRESERVATION TRUST U/A DATED DECEMBER 31. 2012	OWNER,MEMBER	D	yes	12/2012	Mar 29, 2019	Oct 30, 2024
BULLOCK, DIXIE, SMITH	VICE PRESIDENT	Na	yes	09/1986	Dec 7, 2011	Oct 30, 2024
BURKETT, MICHAEL, ANTHONY	SR. VICE PRESIDENT, CHIEF EQUITY STRATEGIST	Na	yes	03/2021	Dec 7, 2011	Oct 30, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 12, 2026	$1.5B	$1.5B	11	8	0	n/a	n/a
2024	Apr 4, 2025	$1.3B	$1.3B	11	7	0	n/a	n/a
2023	Mar 20, 2024	$1.1B	$1.1B	11	6	0	n/a	n/a
2022	Mar 22, 2023	$892M	$892M	11	6	0	n/a	n/a
2021	Mar 30, 2022	$1.1B	$1.1B	11	5	0	n/a	n/a
2020	Mar 30, 2021	$908M	$908M	11	5	0	n/a	n/a
2019	Mar 31, 2020	$856M	$856M	11	5	0	n/a	n/a
2018	Mar 29, 2019	$2.8B	$2.8B	14	6	0	n/a	n/a
2017	Mar 28, 2018	$2.6B	$2.6B	15	7	0	n/a	n/a
2016	Mar 31, 2017	$2.3B	$2.3B	15	7	n/a	n/a	n/a
2015	Mar 14, 2016	$2.8B	$2.8B	15	7	n/a	n/a	n/a
2014	Mar 10, 2015	$2.8B	$2.8B	15	7	n/a	n/a	n/a
2013	Mar 27, 2014	$2.8B	$2.8B	15	7	n/a	n/a	n/a
2012	Feb 28, 2013	$2.6B	$2.6B	15	7	n/a	n/a	n/a
2011	Feb 23, 2012	$2.5B	$2.5B	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.5B	$1.3B	17.6%	$892M	20.2%	11	11	0	0

Relationships

Registered with (10)

← Mackenzie C. MacklenAdvisorregistration: current employment
Nov 24, 2025 to presentfactForm ADV
← RICHARD JOSEPH LINDENAdvisorregistration: current employment
Jul 26, 2024 to presentfactForm ADV
← CHRISTIAN JOHN LEVEQUEAdvisorregistration: current employment
Aug 11, 2023 to presentfactForm ADV
← ANTHONY FRANKLIN CARIMIAdvisorregistration: current employment
May 31, 2022 to presentfactForm ADV
← CHRISTOPHER WILSON ANTLEYAdvisorregistration: current employment
Feb 5, 2009 to presentfactForm ADV
← ROBERT FRAZER KEYAdvisorregistration: current employment
Feb 5, 2009 to presentfactForm ADV
← MICHAEL ANTHONY BURKETTAdvisorregistration: current employment
Feb 5, 2009 to presentfactForm ADV
← REBECCA FOLLINE RHODESAdvisorregistration: current employment
Jan 22, 2009 to presentfactForm ADV
← AUSTIN SCOTT FULMERAdvisorregistration: previous registration
Jul 24, 2013 to Jul 16, 2025factForm ADV
← JOE HARVEY GILTNERAdvisorregistration: previous registration
Jul 24, 2013 to Dec 16, 2019factForm ADV

Controls (11)

← ANTLEY, CHRISTOPHER, WILSONOwnerSR. VICE PRESIDENT, CHIEF INVESTMENT OFFICER, ownership code NA, individual
Dec 7, 2011 to Oct 30, 2024factForm ADV
← KEY, ROBERT, FRAZEROwnerPRESIDENT, CHIEF COMPLIANCE OFFICER AND FIXED INCOME STRATEGIST, DIRECTOR, ownership code NA, individual
Dec 7, 2011 to Oct 30, 2024factForm ADV
← LEVEQUE, CHRISTIAN, JOHNOwnerVICE PRESIDENT, CHIEF FIXED INCOME STRATEGIST, ownership code NA, individual
Mar 22, 2023 to Oct 30, 2024factForm ADV
← BULLOCK, DIXIE, SMITHOwnerVICE PRESIDENT, ownership code NA, individual
Dec 7, 2011 to Oct 30, 2024factForm ADV
← BURKETT, MICHAEL, ANTHONYOwnerSR. VICE PRESIDENT, CHIEF EQUITY STRATEGIST, ownership code NA, individual
Dec 7, 2011 to Oct 30, 2024factForm ADV
← CARIMI, ANTHONY, FRANKLINOwnerVICE PRESIDENT, ownership code NA, individual
May 4, 2022 to Oct 30, 2024factForm ADV
← Antonovich, Amanda, CaryOwnerTRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, TREASURER, DIRECTOR, TRUSTEE OF THE FOWLER CARY FAMILY TRUST, ownership code NA, individual
Mar 29, 2019 to Oct 30, 2024factForm ADV
← Cary, Carlynn, ElizabethOwnerTRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, SECRETARY, DIRECTOR, TRUSTEE OF THE FOWLER CARY FAMILY TRUST, ownership code NA, individual
Mar 29, 2019 to Oct 30, 2024factForm ADV
← Kirkland, Stephen, DeleOwnerTRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, CHAIRMAN, ownership code NA, individual
Mar 29, 2019 to Oct 30, 2024factForm ADV
← BIG DOG FAMILY PRESERVATION TRUST U/A DATED DECEMBER 31. 2012OwnerOWNER,MEMBER, ownership code D, domestic entity
Mar 29, 2019 to Oct 30, 2024factForm ADV
← FOWLER CARY FAMILY TRUSTOwnerOWNER, MEMBER, ownership code C, domestic entity
Mar 22, 2023 to Oct 30, 2024factForm ADV

Dated events

Occurred
Jul 16, 2025
Advisor changed firm
Austin Scott Fulmer left Ccm Investment Advisers, Llc for Keen Capital, Ltd (registered 2024-09-30)
Form ADVobserved 4 days ago
Occurred
Jun 3, 2024
Control person left
Scott Austin Fulmer (Chief Compliance Officer, Vice President) no longer on Schedule A of Ccm Investment Advisers, Llc (listed 2024-03-20, absent 2024-06-03)
Form ADVobserved 4 days ago
Occurred
Mar 22, 2023
Control person joined
John Christian Leveque (Vice President, Chief Fixed Income Strategist) appeared on Schedule A of Ccm Investment Advisers, Llc
Form ADVobserved 4 days ago
Occurred
Sep 19, 2022
Control person left
John Leaphart (Chief Compliance Officer) no longer on Schedule A of Ccm Investment Advisers, Llc (listed 2022-05-04, absent 2022-09-19)
Form ADVobserved 4 days ago
Occurred
May 4, 2022
Control person joined
Franklin Anthony Carimi (Vice President) appeared on Schedule A of Ccm Investment Advisers, Llc
Form ADVobserved 4 days ago
Occurred
Mar 31, 2020
Regulatory AUM changed
Ccm Investment Advisers, Llc reported RAUM $856.1M, down 69% from $2.8B (2019-12-16 to 2020-03-31)
Form ADVobserved 4 days ago
$-1.9B
Occurred
Dec 16, 2019
Control person left
Harvey Joe Giltner (Vice President, Chief Economic Strategist) no longer on Schedule A of Ccm Investment Advisers, Llc (listed 2019-03-29, absent 2019-12-16)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Control person joined
Cary Amanda Antonovich (Trustee Of The Big Dog Family Preservation Trust, Member, Treasurer) appeared on Schedule A of Ccm Investment Advisers, Llc
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Control person joined
Elizabeth Carlynn Cary (Trustee Of The Big Dog Family Preservation Trust, Member, Secretary) appeared on Schedule A of Ccm Investment Advisers, Llc
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Control person joined
Dele Stephen Kirkland (Trustee Of The Big Dog Family Preservation Trust, Chairman) appeared on Schedule A of Ccm Investment Advisers, Llc
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Control person left
William Fowler Cary (President, Ceo, Managing Member) no longer on Schedule A of Ccm Investment Advisers, Llc (listed 2018-03-28, absent 2019-03-29)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Control person left
Folline Rebecca Rhodes (Regional Marketing Director) no longer on Schedule A of Ccm Investment Advisers, Llc (listed 2018-03-28, absent 2019-03-29)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff397991-3151-ece6-2127-a78cae0ceaea
First observed: Dec 7, 2011
Last observed: Mar 12, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CCM INVESTMENT ADVISERS, LLC

CRD 105743

COLUMBIA, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff397991-3151-ece6-2127-a78cae0ceaea

Data as of Mar 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:57 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

REBECCA FOLLINE RHODES

n/a

COLUMBIA, SC

n/a

CHRISTOPHER WILSON ANTLEY

n/a

COLUMBIA, SC

n/a

ROBERT FRAZER KEY

Chartered Financial Analyst

COLUMBIA, SC

n/a

MICHAEL ANTHONY BURKETT

Chartered Financial Analyst

COLUMBIA, SC

n/a

ANTHONY FRANKLIN CARIMI

n/a

COLUMBIA, SC

CHRISTIAN JOHN LEVEQUE

n/a

COLUMBIA, SC

RICHARD JOSEPH LINDEN

n/a

COLUMBIA, SC

Mackenzie C. Macklen

n/a

COLUMBIA, SC

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ANTLEY, CHRISTOPHER,

SENIOR VICE PRESIDENT OFFICER, DIRECTOR

yes

03/2019

Mar 12, 2026

Antonovich, Amanda, Cary

TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, TREASURER, DIRECTOR, TRUSTEE OF THE FOWLER CARY FAMILY TRUST

yes

02/2019

Mar 12, 2026

BIG DOG FAMILY

OWNER,MEMBER

yes

12/2012

Mar 12, 2026

CARIMI, ANTHONY, FRANKLIN

VICE PRESIDENT

yes

04/2022

Mar 12, 2026

Cary, Carlynn, Elizabeth

TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, MEMBER, SECRETARY, DIRECTOR, TRUSTEE OF THE FOWLER CARY FAMILY TRUST

yes

02/2019

Mar 12, 2026

FOWLER CARY FAMILY TRUST

OWNER, MEMBER

yes

08/2020

Mar 12, 2026

KEY, ROBERT, FRAZER

SENIOR CLIENT ADVISOR, DIRECTOR

yes

03/2019

Mar 12, 2026

Kirkland, Stephen, Dele

TRUSTEE OF THE BIG DOG FAMILY PRESERVATION TRUST, CHAIRMAN

yes

02/2019

Mar 12, 2026

LEVEQUE, CHRISTIAN, JOHN

SENIOR VICE PRESIDENT, CHIEF FIXED INCOME STRATEGIST

yes

03/2023

Mar 12, 2026

BIG DOG FAMILY PRESERVATION TRUST U/A DATED DECEMBER 31. 2012

OWNER,MEMBER

yes

12/2012

Mar 29, 2019

Oct 30, 2024

BULLOCK, DIXIE, SMITH

VICE PRESIDENT

yes

09/1986

Dec 7, 2011

Oct 30, 2024

BURKETT, MICHAEL, ANTHONY

SR. VICE PRESIDENT, CHIEF EQUITY STRATEGIST

yes

03/2021

Dec 7, 2011

Oct 30, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 12, 2026

$1.5B

n/a

2024

Apr 4, 2025

$1.3B

n/a

2023

Mar 20, 2024

$1.1B

n/a

2022

Mar 22, 2023

$892M

n/a

2021

Mar 30, 2022

$1.1B

n/a

2020

Mar 30, 2021

$908M

n/a

2019

Mar 31, 2020

$856M

n/a

2018

Mar 29, 2019

$2.8B

n/a

2017

Mar 28, 2018

$2.6B

n/a

2016

Mar 31, 2017

$2.3B

n/a

2015

Mar 14, 2016

$2.8B

n/a

2014

Mar 10, 2015

$2.8B

n/a

2013

Mar 27, 2014

$2.8B

n/a

2012

Feb 28, 2013

$2.6B

n/a

2011

Feb 23, 2012

$2.5B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.5B

$1.3B

17.6%

$892M

20.2%